Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Jo OlingerRIA Advisory Group, LLCHonkamp Krueger Financial Services Inc09-10-2020
Christopher John HansonRIA Advisory Group, LLCVisionPoint Advisory Group08-06-2020
Patrick McCabeRIA Advisory Group, LLCVisionPoint Advisory Group08-06-2020
David Michael SuntkenRIA Advisory Group, LLCVisionPoint Advisory Group08-03-2020
Dana G RauschRIA Advisory Group, LLCVisionPoint Advisory Group08-03-2020
Mark Steven RobinsonRIA Advisory Group, LLCMML Investors Services, LLC02-08-2020
Mary Louise GibbonsRIA Advisory Group, LLCVisionPoint Advisory Group$4803-01-2019
Jarod John PedersenRIA Advisory Group, LLCSignator Investors, Inc.10-25-2017
Julie Anna WolineRIA Advisory Group, LLCD.H. Hill Securities, LLLP10-09-2017
Jeffrey Lawrence GibbonsRIA Advisory Group, LLCVisionPoint Advisory Group09-18-2017
Mark Allan BakkerRIA Advisory Group, LLCPark Avenue Securities LLC05-08-2012
Kirk James BondRIA Advisory Group, LLCBrokers International Financial Services, LLC.01-13-2011
Benjamin Allen HeckartRIA Advisory Group, LLCCambridge Investment Research, Inc.02-10-2010
Linda Ann LundquistRIA Advisory Group, LLCCambridge Investment Research, Inc.02-10-2010

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.