Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Bannister Mark Raney Nevin Cavanaugh Hobie BannisterRaymond James Financial Services, Inc.RBC Capital Markets, LLC$24010-30-2019
Nicole C BoulaisRaymond James Financial Services, Inc.Thrivent Investment Management Inc.07-15-2019
Richard Wayne CuvelierRaymond James Financial Services, Inc.Edward Jones$15002-11-2019
Gregory Kim McCullaRaymond James Financial Services, Inc.Broker Dealer Financial Services Corp.05-14-2018
Christopher Lawrence KabatRaymond James Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC01-04-2018
Christine Kay FerringRaymond James Financial Services, Inc.Morgan Stanley$5309-15-2017
Ramon Paul ReyesRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Samuel VandeweerdRaymond James Financial Services, Inc.Broker Dealer Financial Services Corp.$15011-10-2015
Dawn Jean KleisRaymond James Financial Services, Inc.Broker Dealer Financial Services Corp.11-10-2015
Reid Christopher EvansRaymond James Financial Services, Inc.Broker Dealer Financial Services Corp.11-10-2015
Brian Paul GibsonRaymond James Financial Services, Inc.Edward Jones10-20-2014
Brian Keith FitzpatrickRaymond James Financial Services, Inc.Edward Jones08-03-2012
Gerald Kent AskRaymond James Financial Services, Inc.Principal Securities, Inc.03-14-2011
Mary Ann TayloeRaymond James Financial Services, Inc.Morgan Stanley$5009-11-2009
Nathan Wakefield FisherRaymond James Financial Services, Inc.Edward Jones$5002-19-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.