Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam J DeanRobert W. Baird & Co. IncorporatedPruco Securities, LLC.07-27-2020
Stanley Mark ReegRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$28110-17-2014
Heather Lynn RushenbergRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1810-17-2014
Michael William MilliganRobert W. Baird & Co. IncorporatedD.M. Kelly & Company$2503-26-2013
Jon Jeffrey PedersenRobert W. Baird & Co. IncorporatedMorgan Stanley07-13-2011
Daniel J HolzrichterRobert W. Baird & Co. IncorporatedMorgan Stanley$2502-18-2011
Jay Edward MorrisonRobert W. Baird & Co. IncorporatedMorgan Stanley$25002-18-2011
Gail Marie Bivens-RoseRobert W. Baird & Co. IncorporatedMorgan Stanley$5011-19-2010
Joshua Glenn MillsRobert W. Baird & Co. IncorporatedJ.P. Morgan Securities LLC$15010-18-2010
Joseph Gerard VerdiRobert W. Baird & Co. IncorporatedMorgan Stanley & Co. LLC$10004-03-2009
Bryan Richard SampsonRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.03-27-2009

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.