Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
DEVIN LARRY REIMERSecurities America, Inc.AXA Advisors, LLC$25004-07-2014
Patrick John KohlsSecurities America, Inc.BancWest Investment Services, Inc.12-20-2013
Steven AhrendsenSecurities America, Inc.Benchmark Investments, Inc.05-10-2017
Diane Kay BrowerSecurities America, Inc.Broker Dealer Financial Services Corp.$15002-19-2019
Daniel William Stoakes Jr.Securities America, Inc.Broker Dealer Financial Services Corp.09-24-2018
Edward Earl YoungSecurities America, Inc.Broker Dealer Financial Services Corp.$51002-13-2013
Andrea Lynn WillisSecurities America, Inc.Cetera Advisor Networks LLC07-21-2016
John Jeffrey ElseSecurities America, Inc.Eagle One Investments, LLC$25001-04-2013
Richard Peckham AngellSecurities America, Inc.Eagle One Investments, LLC12-21-2012
Danny Mark DuhamelSecurities America, Inc.Eagle One Investments, LLC$25012-14-2012
Charles Craig HepnerSecurities America, Inc.Eagle One Investments, LLC12-13-2012
Thomas Clyde CorcoranSecurities America, Inc.Eagle One Investments, LLC$10012-03-2012
Troy Eugene HallSecurities America, Inc.Eagle One Investments, LLC$10012-03-2012
Paul Edward GillhamSecurities America, Inc.Eagle One Investments, LLC$25012-03-2012
Kenneth Felipe OstrowSecurities America, Inc.Eagle One Investments, LLC$10012-01-2012
Matthew Kory JenningsSecurities America, Inc.Eagle One Investments, LLC$25011-30-2012
Dean Thomas LallierSecurities America, Inc.Eagle One Investments, LLC$50011-29-2012
Anita Marie WillertSecurities America, Inc.Eagle One Investments, LLC$10011-28-2012
Patrick Stuart FarrellSecurities America, Inc.Eagle One Investments, LLC$25011-28-2012
Michael Charles HagertySecurities America, Inc.Eagle One Investments, LLC$25011-28-2012
Brent Thomas KrumboltzSecurities America, Inc.Eagle One Investments, LLC$25011-28-2012
Alan Lee VandeweerdSecurities America, Inc.Eagle One Investments, LLC$50011-28-2012
Douglas Blaine BagbySecurities America, Inc.Eagle One Investments, LLC$50011-28-2012
John Robert LidgettSecurities America, Inc.Edward Jones$10003-12-2019
Matthew James KennedySecurities America, Inc.Edward Jones01-22-2018
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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