Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea J PaffTIAA-CREF Individual & Institutional Services, LLCRBC Capital Markets, LLC$15012-06-2018
Brenda M BushTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.11-14-2018
James S ScullyTIAA-CREF Individual & Institutional Services, LLCEdward Jones04-18-2018
Jesse Quinn DusablonTIAA-CREF Individual & Institutional Services, LLCEquitable Advisors, LLC12-21-2017
Janet Ann WulfTIAA-CREF Individual & Institutional Services, LLCRDA Financial Network10-18-2016
Aaron Christopher MobergTIAA-CREF Individual & Institutional Services, LLCINVEST Financial Corporation08-30-2016
Austen John FialaTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC04-20-2015
Adam John ReutzelTIAA-CREF Individual & Institutional Services, LLCEdward Jones10-29-2014
Jon Stuart ReadTIAA-CREF Individual & Institutional Services, LLCWaddell & Reed10-08-2014
Clark Anthony BueltTIAA-CREF Individual & Institutional Services, LLCNYLIFE Securities LLC07-10-2014
Christian Sherman WathenTIAA-CREF Individual & Institutional Services, LLCSteele Capital Management, Inc.06-12-2014
Zachary Lee NewbergTIAA-CREF Individual & Institutional Services, LLCT. Rowe Price Investment Services, Inc.06-03-2014

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.