Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Charles Copeland Jr.Voya Financial Advisors, Inc.American Portfolios Financial Services, Inc.$5006-02-2014
Kathleen Theresa NatalVoya Financial Advisors, Inc.American Portfolios Financial Services, Inc.06-02-2014
Chris Richard CounceVoya Financial Advisors, Inc.BBVA Securities Inc.05-07-2015
Sarah DolsVoya Financial Advisors, Inc.Brokers International Financial Services, LLC.06-03-2015
Jada Ann HallbergVoya Financial Advisors, Inc.Cetera Advisor Networks LLC06-18-2012
Jeff Alan BrowerVoya Financial Advisors, Inc.FSB Premier Wealth Management, Inc.$2501-08-2015
Keith Michael GenglerVoya Financial Advisors, Inc.FSB Premier Wealth Management, Inc.06-15-2009
Richard Raymond SchneiderVoya Financial Advisors, Inc.ICMA-RC Services, LLC07-24-2015
Jason GitterVoya Financial Advisors, Inc.Joseph Gunnar & Co. LLC08-28-2013
Gregory Daniel LevengoodVoya Financial Advisors, Inc.LPL Financial LLC$5008-07-2015
Ryan Thomas HollenbachVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2014
Wayne David HurleyVoya Financial Advisors, Inc.Next Financial Group, Inc.04-02-2012
Steven Lee RosauerVoya Financial Advisors, Inc.Parkland Securities, LLC$1004-30-2013
Daniel James RickettVoya Financial Advisors, Inc.Principal Securities, Inc.$5006-01-2010
Thomas James PrideauxVoya Financial Advisors, Inc.Questar Capital Corporation10-15-2014
Chris Charles AltmanVoya Financial Advisors, Inc.Royal Alliance Associates, Inc.08-28-2013
Jennifer Lee KritzVoya Financial Advisors, Inc.SII Investments, Inc.$1005-31-2012
John P. DelaneyVoya Financial Advisors, Inc.Summit Brokerage Services, Inc.12-20-2016
John Irving PrattVoya Financial Advisors, Inc.Summit Brokerage Services, Inc.$5012-19-2016
Amanda L OllendickVoya Financial Advisors, Inc.Transamerica Investors Securities Corporation09-30-2013
John Raymond Phillips Jr.Voya Financial Advisors, Inc.VisionPoint Advisory Group05-19-2014
Andrew Michael ReindersVoya Financial Advisors, Inc.Voya Financial Partners, LLC10-07-2016
Jamie Vincent McDermottVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Cathy G WaxenbergVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Thomas James FrolickVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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