Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Roy Van DykeVoya Financial Advisors, Inc.Wall Street Financial Group, Inc.06-28-2013
Adam Troy BerlinVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1011-21-2013
Amanda L OllendickVoya Financial Advisors, Inc.Transamerica Investors Securities Corporation09-30-2013
Andrew Michael PerryVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC10-06-2014
Brandon Vito SpanoVoya Financial Advisors, Inc.Securian Financial Services, Inc.01-07-2014
Cary M CheungVoya Financial Advisors, Inc.Navian Capital Securities LLC08-12-2014
Charles Randall SnookVoya Financial Advisors, Inc.Signator Investors, Inc.10-01-2018
Chris Charles AltmanVoya Financial Advisors, Inc.Royal Alliance Associates, Inc.08-28-2013
Chris Richard CounceVoya Financial Advisors, Inc.BBVA Securities Inc.05-07-2015
Connie Ann Van OrnumVoya Financial Advisors, Inc.Securian Financial Services, Inc.$1006-01-2014
Daniel James RickettVoya Financial Advisors, Inc.Principal Securities, Inc.$5006-01-2010
Dennis P. DonnellyVoya Financial Advisors, Inc.BancWest Investment Services, Inc.01-06-2020
Donna Sue Littrel BarnardVoya Financial Advisors, Inc.MetLife Securities Inc.05-01-2015
Edward James DoughertyVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC09-04-2009
Gary Stephen FletcherVoya Financial Advisors, Inc.RBC Capital Markets, LLC01-14-2009
Gene R. ScottVoya Financial Advisors, Inc.Voya Financial Advisors, Inc.01-17-2014
Graham JepsenVoya Financial Advisors, Inc.Principal Securities, Inc.11-17-2010
Gregory Daniel LevengoodVoya Financial Advisors, Inc.LPL Financial LLC$5008-07-2015
James Christopher CopelandVoya Financial Advisors, Inc.American Portfolios Financial Services, Inc.06-02-2014
Jason GitterVoya Financial Advisors, Inc.Joseph Gunnar & Co. LLC08-28-2013
Jeff Alan BrowerVoya Financial Advisors, Inc.FSB Premier Wealth Management, Inc.$2501-08-2015
Jeffrey Ernest BertaVoya Financial Advisors, Inc.The Leaders Group, Inc.02-23-2012
Jennifer Lee KritzVoya Financial Advisors, Inc.SII Investments, Inc.$1005-31-2012
Jesus Alvarez LopezVoya Financial Advisors, Inc.Investors Capital Corp.03-06-2015
Joel Lee SnellVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC10-06-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.