Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Roy Van DykeVoya Financial Advisors, Inc.Wall Street Financial Group, Inc.06-28-2013
Alex Javier CanasVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
Amanda L OllendickVoya Financial Advisors, Inc.Transamerica Investors Securities Corporation09-30-2013
Andrew Michael ReindersVoya Financial Advisors, Inc.Voya Financial Partners, LLC10-07-2016
Cathy G WaxenbergVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Chris Charles AltmanVoya Financial Advisors, Inc.Royal Alliance Associates, Inc.08-28-2013
Chris Richard CounceVoya Financial Advisors, Inc.BBVA Securities Inc.05-07-2015
Daniel James RickettVoya Financial Advisors, Inc.Principal Securities, Inc.$5006-01-2010
Dean Paul ScheerVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
Diane Elizabeth PetittaVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-10-2010
Don Frederick EvesVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-20-2010
Earnest Alexander Pinder IIIVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
Eileen Marie EmersonVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
Gerald Arnold BischoffVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
Gregory Daniel LevengoodVoya Financial Advisors, Inc.LPL Financial LLC$5008-07-2015
Gregory Joseph JacobsVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
Howard Bruce NellhausVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-18-2010
Jada Ann HallbergVoya Financial Advisors, Inc.Cetera Advisor Networks LLC06-18-2012
James Thomas Murfee IVVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
Jamie Vincent McDermottVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Jason GitterVoya Financial Advisors, Inc.Joseph Gunnar & Co. LLC08-28-2013
Jeff Alan BrowerVoya Financial Advisors, Inc.FSB Premier Wealth Management, Inc.$2501-08-2015
Jeffery Lee SteinVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
Jennifer Lee KritzVoya Financial Advisors, Inc.SII Investments, Inc.$1005-31-2012
Joe Allen RecerVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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