Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tad Allen StolleyWells Fargo Clearing Services, LLCEdward Jones06-26-2018
Christopher Benjamin SteeleWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2511-10-2017
John A. LocherWells Fargo Clearing Services, LLCEdward Jones12-08-2016
Stephen R. JohnsonWells Fargo Clearing Services, LLCEdward Jones10-25-2016
Adam HaluskaWells Fargo Clearing Services, LLCEdward Jones08-01-2016
Karen Joanne NeffWells Fargo Clearing Services, LLCWells Fargo Securities, LLC01-06-2016
Michael Robert CordesWells Fargo Clearing Services, LLCEdward Jones$5012-17-2015
Jonathan Nathaniel CloseWells Fargo Clearing Services, LLCEdward Jones12-11-2015
Joshua Dirk BoomsmaWells Fargo Clearing Services, LLCEdward Jones12-07-2015
John Floyd RoweWells Fargo Clearing Services, LLCEdward Jones$5009-23-2015
Todd Michael EdwardsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-15-2015
Jill Dyann GreinerWells Fargo Clearing Services, LLCEdward Jones$1010-30-2014
Christopher Fred CorneliusWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10009-19-2014
Amy Jean LeeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-10-2013
Jacob Edward GaskellWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-23-2013
Grant Richard FischerWells Fargo Clearing Services, LLCEdward Jones05-03-2013
Katie Lynne McPartlandWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.06-20-2012
Stephen James BowmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-05-2011
Mark Evan JudyWells Fargo Clearing Services, LLCEdward Jones$5008-26-2011
Jay Arthur PenderWells Fargo Clearing Services, LLCEdward Jones02-10-2011
Matthew Russell FryarWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Sven Olof LarsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Michael Dale WestonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Todd Evert DemossWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Susan Marie WestfallWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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