Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lori Ann KeechWells Fargo Clearing Services, LLCWells Fargo Investments, LLC10-07-2010
Matthew Russell FryarWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Sven Olof LarsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Michael Dale WestonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Todd Evert DemossWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Susan Marie WestfallWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Kurt J. BelgerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Michael Sean SonoikiWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Randall Joseph McCrightWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Joseph William ChambersWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
James Tracy RichardsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Nancy J. AnstoetterWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
William Frederick HudsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Debra Irene AlbertoWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Kevin Joseph FreihoeferWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Steven Paul WilgerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Malik Jawad KhaliqWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Beth Christine WilliamsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Matt Dale KnollWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brian Matthew BenestWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Heather Fortune VestweberWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brian J. JamesonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Andrew D SchreursWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Jonathan Michael MaloneyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Sherri Ann FinneyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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