Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tad Allen StolleyWells Fargo Clearing Services, LLCEdward Jones06-26-2018
John A. LocherWells Fargo Clearing Services, LLCEdward Jones12-08-2016
Stephen R. JohnsonWells Fargo Clearing Services, LLCEdward Jones10-25-2016
Adam HaluskaWells Fargo Clearing Services, LLCEdward Jones08-01-2016
Karen Joanne NeffWells Fargo Clearing Services, LLCWells Fargo Securities, LLC01-06-2016
Jonathan Nathaniel CloseWells Fargo Clearing Services, LLCEdward Jones12-11-2015
Joshua Dirk BoomsmaWells Fargo Clearing Services, LLCEdward Jones12-07-2015
Amy Jean LeeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-10-2013
Grant Richard FischerWells Fargo Clearing Services, LLCEdward Jones05-03-2013
Katie Lynne McPartlandWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.06-20-2012
Stephen James BowmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-05-2011
Jay Arthur PenderWells Fargo Clearing Services, LLCEdward Jones02-10-2011
Randall Joseph McCrightWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Joseph William ChambersWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
James Tracy RichardsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Nancy J. AnstoetterWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
William Frederick HudsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Debra Irene AlbertoWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Kevin Joseph FreihoeferWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Steven Paul WilgerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Malik Jawad KhaliqWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Beth Christine WilliamsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Matt Dale KnollWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brian Matthew BenestWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Heather Fortune VestweberWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Next Page »

Showing 1 to 25 of 52 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.