Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Eberhart JacksonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC11-11-2019
MICHAEL HAYDEN BAKERWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC06-11-2019
Stephen R. JohnsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones10-25-2016
Adam HaluskaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones08-01-2016
Jonathan Nathaniel CloseWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones12-11-2015
Joshua Dirk BoomsmaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones12-07-2015
Erin Marie FreundWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Principal Securities, Inc.12-16-2014
Matthew David FriedrichsenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Cetera Financial Specialists LLC09-08-2014
Amy Jean LeeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC12-10-2013
Robert C MooreWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MetLife Securities Inc.12-28-2012
James Edward WilterdinkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Charles Schwab & Co., Inc.06-27-2011
Joseph Allen PennyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Transamerica Financial Advisors, Inc02-10-2011
Jesse Robert RittenhouseWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.06-01-2010
Chad Wayne HansenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BancWest Investment Services, Inc.$10011-05-2018
Tad Allen StolleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10006-26-2018
John A. LocherWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10012-08-2016
Todd Michael EdwardsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-15-2015
Jill Dyann GreinerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10010-30-2014
Christopher Fred CorneliusWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$10009-19-2014
Katie Lynne McPartlandWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James Financial Services, Inc.$10006-20-2012
Ramon Paul ReyesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10004-28-2011
Ryan Patrick O'HareWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)DeWaay Capital Management$10004-25-2011
James Scott HigginsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$15010-07-2019
Patricia Anne SchraderWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25004-23-2018
Christopher Benjamin SteeleWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$25011-10-2017
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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