Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Dean SteenblockWoodbury Financial Services, Inc.SII Investments, Inc.11-22-2017
Edward Earl YoungWoodbury Financial Services, Inc.Securities America, Inc.$5104-13-2017
Jeffrey Barrett BakerWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
John BrackerWoodbury Financial Services, Inc.New England Securities04-19-2011
John Gregory UtterWoodbury Financial Services, Inc.Questar Capital Corporation$15003-01-2019
Kathleen Ann KennicottWoodbury Financial Services, Inc.SII Investments, Inc.$2511-22-2017
Kent Allen WagnerWoodbury Financial Services, Inc.Thrivent Investment Management Inc.$5001-12-2012
Matthew J. WeeksWoodbury Financial Services, Inc.Broker Dealer Financial Services Corp.10-19-2018
Patricia Elizabeth MonatWoodbury Financial Services, Inc.SII Investments, Inc.$25011-22-2017
Richard Charles RiggenbachWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Sarah Jean DoryWoodbury Financial Services, Inc.Sunset Financial Services, Inc.10-20-2014
Shane Patrick O'MalleyWoodbury Financial Services, Inc.Broker Dealer Financial Services Corp.09-16-2013
Terry Dean CrossWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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