Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregg Allen HorsmanLPL Financial LLCH. Beck, Inc.$1006-14-2019
Jennifer Lynn PoeU.S. Bancorp Investments, Inc.RBC Capital Markets, LLC06-13-2019
David Michael BeckerKeystone Wealth Management Inc.Cetera Advisors LLC06-04-2019
Thomas Edward StrickerAmeriprise Financial Services, Inc.LPL Financial LLC06-04-2019
Mark Benjamin KonrardyPrudential Customer Solutions LLCGlobal Portfolio Strategies, Inc.05-31-2019
Jason Anthony SartoriPrudential Customer Solutions LLCGlobal Portfolio Strategies, Inc.05-31-2019
Eric Matthew AmbergPrudential Customer Solutions LLCGlobal Portfolio Strategies, Inc.05-31-2019
Tammy Lee BeasleyPrudential Customer Solutions LLCGlobal Portfolio Strategies, Inc.05-31-2019
Garret LockeCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.05-29-2019
Adam Matthew MangunoLegacy Financial GroupEdward Jones05-23-2019
Nicolaas Pieter Doelman Jr.Kestra Investment Services, LLCLPL Financial LLC$1005-21-2019
Taimur QadirBrokers International Financial Services, LLC.Park Avenue Securities LLC05-16-2019
Logan Cole QueckIntegrity Wealth Management LLCRoyal Fund Management, LLC05-15-2019
Ethan Scott Van HollandMutual of Omaha Investor Services, Inc.HD Vest Investment Services05-13-2019
Peter John RothamelRothamel Wealth Management, LLCSuccessful Resource Management, Ltd.05-09-2019
Dennis John BeaulieuCUNA Brokerage Services, Inc.Cetera Advisor Networks LLC05-03-2019
Brian Scott McclearyLPL Financial LLCCetera Investment Services LLC04-30-2019
Nathan Andrew BreibyLPL Financial LLCCetera Investment Services LLC04-30-2019
Joshua James VondranLPL Financial LLCCetera Investment Services LLC04-30-2019
James Duncan McGaryCUNA Brokerage Services, Inc.Allstate Financial Services, LLC04-23-2019
Kevin Todd GobbleBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC04-18-2019
Zane Montgomery AlgreenPrincipal Securities, Inc.Royal Alliance Associates, Inc.04-16-2019
Daniel Joseph DurantFBL Marketing Services, LLCHarbour Investments, Inc.$1704-15-2019
Loren William ShermanIntegrity Wealth Management LLCCambridge Investment Research Advisors, Inc.04-11-2019
James Merle WeissWeiss Financial Group, LLCElite Retirement Planning, LLC04-10-2019
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Showing 1 to 25 of 224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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