Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Duncan McGaryCUNA Brokerage Services, Inc.Allstate Financial Services, LLC04-23-2019
Kyle A. RasmussenLPL Financial LLCAmeriprise Financial Services, Inc.$15002-08-2019
John WhitePruco Securities, LLC.Ameriprise Financial Services, Inc.$15001-29-2019
Joshua D KassulkeCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.11-05-2018
Leroy Leslie Franck IIICetera Financial Specialists LLCAmeriprise Financial Services, Inc.10-04-2018
Mark Donald ThollWealthspan Partners, LLCAmeriprise Financial Services, Inc.09-21-2018
Brian James RamsayWealthspan Partners, LLCAmeriprise Financial Services, Inc.09-21-2018
Martin Bernard WillenborgBrokers International Financial Services, LLC.Ameritas Investment Corp.$5003-11-2019
Todd Joseph ManternachBrokers International Financial Services, LLC.Ameritas Investment Corp.$5003-11-2019
Patrick Thomas LesterBrokers International Financial Services, LLC.Ameritas Investment Corp.$1003-11-2019
Anthony Joseph GaiffeBrokers International Financial Services, LLC.Ameritas Investment Corp.03-11-2019
Jason C. WillenborgBrokers International Financial Services, LLC.Ameritas Investment Corp.03-11-2019
Socorro Burgos Burgos AvilaNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC03-14-2019
Daniyal I AhmedProEquities, Inc.AXA Advisors, LLC01-03-2019
Joseph Constantine BernardiNations Financial Group, Inc.B. Riley Wealth Management$10007-01-2019
Robert Emmett Lee Jr.Nations Financial Group, Inc.B. Riley Wealth Management07-01-2019
Michael Joseph FrischmeyerSecurities Management & Research, Inc.Broker Dealer Financial Services Corp.02-14-2019
Linda Kay HaremRoyal Alliance Associates, Inc.Broker Dealer Financial Services Corp.$5010-25-2018
John Walter MartinCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$10010-20-2018
Robert David Penn Sr.Cambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$5010-20-2018
Edward Benedict WrightCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$2510-20-2018
Christopher Warren WesselsCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$2510-20-2018
Carl William MersereauCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$2510-20-2018
Daniel Joe NielsenCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$1910-20-2018
Lesa Jane MooseCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$1010-20-2018
Next Page »

Showing 1 to 25 of 223 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.