Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Edward StrickerAmeriprise Financial Services, Inc.LPL Financial LLC06-04-2019
Jeffrey Benton Kimball IIAmeriprise Financial Services, Inc.MML Investors Services, LLC03-01-2019
Douglas Brian MarxAmeriprise Financial Services, Inc.Western Equity Group, Inc.$1002-01-2019
Amanda Michele GibbAmeriprise Financial Services, Inc.RBC Capital Markets, LLC11-20-2018
John PavelkaAmeriprise Financial Services, Inc.Wells Fargo Advisors$12509-14-2018
John Richard PavelkaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-14-2018
Brady J. StruchenAmeritas Investment Corp.Woodbury Financial Services, Inc.09-06-2018
Eric Allen MoteArnold and Mote Wealth ManagementMote Wealth Management, LLC08-23-2018
John Patrick MoranAusdal Financial Partners, Inc.World Trend Financial Planning Services, Ltd.10-03-2018
Robert Matthew MyersAusdal Financial Partners, Inc.World Trend Financial Planning Services, Ltd.09-12-2018
Scott Michael CooleyBasepoint Wealth, LLCNorthwestern Mutual Investment Services, LLC09-20-2018
Richard Christopher LawrenceBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-16-2018
Kevin Todd GobbleBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC04-18-2019
Robert Timothy VentourBFC Planning, Inc.HD Vest Investment Services10-12-2018
Taimur QadirBrokers International Financial Services, LLC.Park Avenue Securities LLC05-16-2019
Jonathan M. TueBrokers International Financial Services, LLC.Cetera Investment Services LLC04-08-2019
Martin Bernard WillenborgBrokers International Financial Services, LLC.Ameritas Investment Corp.$5003-11-2019
Todd Joseph ManternachBrokers International Financial Services, LLC.Ameritas Investment Corp.$5003-11-2019
Patrick Thomas LesterBrokers International Financial Services, LLC.Ameritas Investment Corp.$1003-11-2019
Anthony Joseph GaiffeBrokers International Financial Services, LLC.Ameritas Investment Corp.03-11-2019
Jason C. WillenborgBrokers International Financial Services, LLC.Ameritas Investment Corp.03-11-2019
Roger Adrian BattersonBrokers International Financial Services, LLC.Cambridge Investment Research, Inc.02-20-2019
Eric Charles BellBrokers International Financial Services, LLC.Park Avenue Securities LLC11-19-2018
Bret William BellBrokers International Financial Services, LLC.Packerland Brokerage Services, Inc.$1010-15-2018
Matt James KacerBrokers International Financial Services, LLC.Broker Dealer Financial Services Corp.10-15-2018
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Showing 1 to 25 of 224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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