Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Andrew VonmuensterCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Jeffrey Lynn PetersonCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Brian Allen SokolCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Dean Paul FarnhamCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Jared Herman KlingenbergCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Michael Todd OetkenCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Rits Burleson GeogheganNations Financial Group, Inc.Stifel, Nicolaus & Company, Incorporated$1610-19-2018
Matthew J. WeeksWoodbury Financial Services, Inc.Broker Dealer Financial Services Corp.10-19-2018
Jeff Johnston,Brock RennerLPL Financial LLCCambridge Investment Research$52010-18-2018
Zachary Allen KnutsonInnovative Wealth Management, LLCSignator Investors, Inc.10-18-2018
Bret William BellBrokers International Financial Services, LLC.Packerland Brokerage Services, Inc.$1010-15-2018
Matt James KacerBrokers International Financial Services, LLC.Broker Dealer Financial Services Corp.10-15-2018
Brandon Scott SlaughterLPL Financial LLCBroker Dealer Financial Services Corp.$5010-12-2018
Robert Timothy VentourBFC Planning, Inc.HD Vest Investment Services10-12-2018
Kathryn E. KraftKraft Financial, LLCBroker Dealer Financial Services Corp.10-05-2018
Leroy Leslie Franck IIICetera Financial Specialists LLCAmeriprise Financial Services, Inc.10-04-2018
John Patrick MoranAusdal Financial Partners, Inc.World Trend Financial Planning Services, Ltd.10-03-2018
James David EnnisRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.10-01-2018
Michael John CastleCetera Investment Services LLCVisionPoint Advisory Group09-28-2018
James Stephen GrossNations Financial Group, Inc.Broker Dealer Financial Services Corp.$5009-26-2018
Kevin Michael LinnPrincipal Securities, Inc.MWA Financial Services Inc.09-26-2018
Scott T EtzelSecurities Management & Research, Inc.Broker Dealer Financial Services Corp.$1709-21-2018
Mark Donald ThollWealthspan Partners, LLCAmeriprise Financial Services, Inc.09-21-2018
Brian James RamsayWealthspan Partners, LLCAmeriprise Financial Services, Inc.09-21-2018
Scott Michael CooleyBasepoint Wealth, LLCNorthwestern Mutual Investment Services, LLC09-20-2018
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Showing 176 to 200 of 224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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