Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt Michael TraulsenBrokers International Financial Services, LLC.Grace Capital Management, LLC09-20-2018
Scott Michael CooleyBasepoint Wealth, LLCNorthwestern Mutual Investment Services, LLC09-20-2018
Scott T EtzelSecurities Management & Research, Inc.Broker Dealer Financial Services Corp.$1709-21-2018
Mark Donald ThollWealthspan Partners, LLCAmeriprise Financial Services, LLC$5009-21-2018
Brian James RamsayWealthspan Partners, LLCAmeriprise Financial Services, LLC09-21-2018
Daniel William Stoakes Jr.Securities America, Inc.Broker Dealer Financial Services Corp.09-24-2018
James Stephen GrossNations Financial Group, Inc.Broker Dealer Financial Services Corp.$5009-26-2018
Kevin Michael LinnPrincipal Securities, Inc.MWA Financial Services Inc.09-26-2018
Kalvin Nicholas JohnsonGradient Securities, LLCFBL Marketing Services, LLC09-27-2018
Michael John CastleCetera Investment Services LLCVisionPoint Advisory Group09-28-2018
Ronald Roy HamiltonSecurities America, Inc.Signator Investors, Inc.$5009-28-2018
Dillan James HamiltonSecurities America, Inc.Signator Investors, Inc.09-28-2018
Jeremy Alan LyonsIndependent Financial PartnersAdvantage Investment Management, LLC$1,00009-28-2018
Charles Randall SnookVoya Financial Advisors, Inc.Signator Investors, Inc.10-01-2018
James David EnnisRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.10-01-2018
John Patrick MoranAusdal Financial Partners, Inc.World Trend Financial Planning Services, Ltd.10-03-2018
Leroy Leslie Franck IIICetera Financial Specialists LLCAmeriprise Financial Services, LLC10-04-2018
Kathryn E. KraftKraft Financial, LLCBroker Dealer Financial Services Corp.10-05-2018
Robert Andrew Mazur Jr.CUNA Brokerage Services, Inc.Morgan Stanley$5010-09-2018
David James JarvillInfinex Investments, Inc.Broker Dealer Financial Services Corp.$12510-11-2018
Grant William De VriesInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Brandon Scott SlaughterLPL Financial LLCBroker Dealer Financial Services Corp.$5010-12-2018
Robert Timothy VentourBFC Planning, Inc.Avantax Investment Services, Inc.10-12-2018
Bret William BellBrokers International Financial Services, LLC.Packerland Brokerage Services, Inc.$1010-15-2018
Matt James KacerBrokers International Financial Services, LLC.Broker Dealer Financial Services Corp.10-15-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.