Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David John MelilliCambridge Investment Research, Inc.SagePoint Financial, Inc.09-16-2019
Amy Lynn WrightLPL Financial LLCAvantax Investment Services, Inc.09-11-2019
Michael Joseph KlocNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC09-06-2019
Carol Anne MayhartNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC09-06-2019
Andrew M McCloskeyNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC09-06-2019
Hulbert Mulock BannisterRaymond James & Associates, Inc.RBC Capital Markets, LLC09-05-2019
Mark Allen RaneyRaymond James & Associates, Inc.RBC Capital Markets, LLC09-05-2019
Kevin Wood BannisterRaymond James & Associates, Inc.RBC Capital Markets, LLC09-05-2019
Nevin Patrick CavanaughRaymond James & Associates, Inc.RBC Capital Markets, LLC09-05-2019
Conor J BoffeliPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Ann Kay SlechtaLPL Financial LLCPrincipal Securities, Inc.08-29-2019
Mark Bromm HolmquistCUNA Brokerage Services, Inc.Cetera Investment Services LLC08-28-2019
Christine Marie BrigantiCUNA Brokerage Services, Inc.Capital One Investing, LLC08-20-2019
Derek Charles WilkersonBrokers International Financial Services, LLC.Tucker Asset Management LLC08-12-2019
James Steven DekruifLPL Financial LLCFranklin/Templeton Distributors, Inc.08-01-2019
Terry Arthur VriezeRoyal Alliance Associates, Inc.Cornerstone Financial Education Products and Services07-31-2019
Katelyn Dare AndresMutual of Omaha Investor Services, Inc.Horace Mann Investors, Inc.07-31-2019
Christopher Ronald LandherrLPL Financial LLCAmeritas Investment Company, LLC07-29-2019
Tiffany Sue LenschNorthwestern Mutual Investment Services, LLCFBL Marketing Services, LLC07-26-2019
Jed A. JohnsonFBL Marketing Services, LLCWoodmen Financial Services, Inc.07-23-2019
Louise Dorothy HoltzBFC Planning, Inc.LPL Financial LLC07-23-2019
Francis Kakra SamCUNA Brokerage Services, Inc.Morgan Stanley07-19-2019
Patrick Thomas LonerganCentral Wealth Management LLCNYLIFE Securities LLC07-18-2019
Nicole C. BoulaisRaymond James Financial Services, Inc.Thrivent Investment Management Inc.07-15-2019
Larry Landon CoyleBFC Planning, Inc.Sandlapper Securities, LLC07-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.