Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Lynn WrightLPL Financial LLCAvantax Investment Services, Inc.09-11-2019
Andrew M McCloskeyNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC$10009-06-2019
Ann Kay SlechtaLPL Financial LLCPrincipal Securities, Inc.08-29-2019
Brent Alan PeckCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Carol Anne MayhartNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC09-06-2019
Christopher Michael BendaFBL Wealth Management, LLCNorthwest Wealth Management, LLC10-18-2019
Christopher Ronald LandherrLPL Financial LLCAmeritas Investment Corp.07-29-2019
Conor J BoffeliPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
David Dale Carpenter Jr.Brokers International Financial Services, LLC.Royal Alliance Associates, Inc.$50010-15-2019
David John MelilliCambridge Investment Research, Inc.SagePoint Financial, Inc.$10009-16-2019
Edward Scott D'Entremont Jr.Nations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC$10009-06-2019
Hulbert Mulock BannisterRaymond James & Associates, Inc.RBC Capital Markets, LLC$10009-05-2019
James Arthur RussellLPL Financial LLCCFD Investments, Inc.$25007-29-2019
James Scott HigginsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$15010-07-2019
James Steven DekruifLPL Financial LLCFranklin/Templeton Distributors, Inc.08-01-2019
Joel Cameron MagruderLPL Financial LLCSammons Financial Network, LLC10-08-2019
Julie Jane GebertCambridge Investment Research, Inc.First Financial Equity Corporation$10010-07-2019
Kade Joseph HammesStorybook FinancialCliftonLarsonAllen Wealth Advisors, LLC09-10-2019
Katelyn Dare AndresMutual of Omaha Investor Services, Inc.Horace Mann Investors, Inc.07-31-2019
Kevin Wood BannisterRaymond James & Associates, Inc.RBC Capital Markets, LLC09-05-2019
Louise Dorothy HoltzBFC Planning, Inc.LPL Financial LLC07-23-2019
Mark Allen RaneyRaymond James & Associates, Inc.RBC Capital Markets, LLC$50009-05-2019
Mark Bromm HolmquistCUNA Brokerage Services, Inc.Cetera Investment Services LLC$50008-28-2019
Mark Duane GarrodCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$50007-25-2019
Matt C. MelineMorgan StanleySanctuary Wealth$10008-23-2019
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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