Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Lynn ToweryMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Roscoe Otis OrtonMML Investors Services, LLCAXA Advisors, LLC$10001-05-2009
Michael Cory EverettINVEST Financial CorporationD.A. Davidson & Co.$13001-07-2009
Jeffrey Davis CurrieRBC Capital Markets, LLCUBS Financial Services Inc.01-09-2009
Judith Patricia BarberaMorgan Stanley & Co. LLCUBS Financial Services Inc.01-15-2009
David Simpson LaprayLPL Financial LLCEdward Jones$10001-16-2009
Stephen Duane StechGunnAllen Financial, IncThe O.N. Equity Sales Company$50001-26-2009
Joel Wilson BowlbyD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-02-2009
Mark Kenneth BellINVEST Financial CorporationTransamerica Financial Advisors, Inc$10002-27-2009
Gregory Alan CorrieINVEST Financial CorporationTransamerica Financial Advisors, Inc$89003-23-2009
Ronald Dean HersheyProEquities, Inc.Edward Jones$10003-25-2009
Patrick Grant Mccliment-CallU.S. Bancorp Investments, Inc.Banc of America Investment Services, Inc.04-07-2009
Mark Nolen BuckalewD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-08-2009
Robert John Corker Jr.Wells Fargo Investments, LLCBanc of America Investment Services, Inc.04-13-2009
Bryce Craig AndersonIntermountain Wealth Management, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-15-2009
Jon Christopher HuntWedbush Securities Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-17-2009
Alfred Charles HillLPL Financial LLCUBS Financial Services Inc.$50004-23-2009
William Louis VasconcellosUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-24-2009
Sandra Rae DaltonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-24-2009
Michael S. TreinenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-24-2009
William Rex BahneyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Virginia Welde KirkUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Joachim Franz-Gotthard WirthLPL Financial LLCUBS Financial Services Inc.$25005-04-2009
Renee Sue FaltingsClearRock Capital LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2009
Michael Donnell ThompsonAspen Grove Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2009
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Showing 1 to 25 of 643 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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