Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Dykas, Lisa SchafferWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$18504-06-2017
Aaron Jonathan DykasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$22703-08-2017
Aaron Jonathan DykasWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$15005-18-2011
Aaron Mcmichael BriggsThe O.N. Equity Sales CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-03-2017
Aaron Mcmichael BriggsMorgan StanleyNorthwestern Mutual Investment Services, LLC05-17-2011
Acen HansenLegacy Wealth Management, LLCNorthwestern Mutual Investment Services, LLC06-13-2017
Adam Gregory FeikUCI Wealth Advisors LLCBeacon Rock Investment Advisors06-24-2015
Adam Gregory FeikBeacon Rock Investment AdvisorsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-29-2009
Adam Randal FlotoU.S. Bancorp Investments, Inc.Edward Jones$10012-20-2011
Aimee Rae TannebergerRoyal Alliance Associates, Inc.National Planning Corporation10-25-2017
Alan P. JenkinsCetera Advisors LLCThe O.N. Equity Sales Company03-08-2019
Alan Paul JenkinsThe O.N. Equity Sales CompanyWaddell & Reed11-11-2016
Alan Scott CampbellSpinnaker Financial Advisors, LLCRodgers & Associates09-02-2014
Alesa Virginia MomerakWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.07-17-2013
Alexandra Lizette BeldenTree City Advisors, LLCGWFS Equities, Inc.10-05-2019
Alexis Jill HowardWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Key Investment Services LLC04-02-2019
Alexis Jill HowardKey Investment Services LLCLPL Financial LLC12-12-2018
Alfred Charles HillLPL Financial LLCUBS Financial Services Inc.$50004-23-2009
Allan Bruce RavenscroftKMS Financial Services, Inc.First Allied Securities, Inc.07-28-2011
Amy Jill HarrisTree City Advisors, LLCNYLIFE Securities LLC06-06-2017
Amy Jill HarrisNYLIFE Securities LLCKey Investment Services LLC11-04-2015
Amy Jill HarrisKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2015
Andrew Brian CoganFarmers Financial Solutions, LLCAvantax Investment Services, Inc.03-09-2016
Andrew H MechamPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC12-09-2016
Andrew H. MechamJ.P. Morgan Securities LLCPrincipal Securities, Inc.01-23-2019
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Showing 1 to 25 of 643 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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