Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan McmahonJ.P. Morgan Securities LLCEdward Jones04-16-2020
Kent Lee OwingsTree City Advisors, LLCThrivent Investment Management Inc.04-16-2020
Marlon J. PeckWells Fargo Clearing Services, LLCNYLIFE Securities LLC04-07-2020
Dana Lynette AldersonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2020
Christopher Scott HallLPL Financial LLCSecurities America, Inc.03-02-2020
Stoney Ray FosterLPL Financial LLCSecurities America, Inc.03-02-2020
Laura Leigh Blair BrewsterMorgan StanleyEdward Jones02-14-2020
Adam Keith Harrop3 Peaks FinancialFirst Heartland Consultants, Inc.02-10-2020
Joshua William SeyerPFS Investments Inc.PFS Investments Inc.02-08-2020
James Brennan BrownAmerican Independent Securities Group, LLCEdward Jones01-22-2020
Cortino Rito GarciaCentaurus Financial, Inc.Independent Financial Group, LLC01-03-2020
Lisa Jo SieversRW Investment Management LLCWells Fargo Advisors Financial Network, LLC01-03-2020
Kimberly Lambert JaquesRW Investment Management LLCWells Fargo Advisors Financial Network, LLC01-02-2020
Russell Earl SlackCapital Asset Advisory Services, LLCCetera Advisors LLC12-09-2019
Daniel Josue GonzalezSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
David Villarreal IIIU.S. Bancorp Investments, Inc.Morgan Stanley12-03-2019
Emily Victoria SkubitzWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC11-25-2019
John Leroy HutchinsonRaymond James & Associates, Inc.UBS Financial Services Inc.10-31-2019
Erin Michele HarmonRBC Capital Markets, LLCUBS Financial Services Inc.10-29-2019
Alexandra Lizette BeldenTree City Advisors, LLCGWFS Equities, Inc.10-05-2019
Richard William HarrisonFidelity Brokerage Services LLCVanguard Marketing Corporation10-03-2019
Christian J. MoonOnyx Financial Advisors, LLCWealth Elevated, LLC10-01-2019
Kirk Edwin BuberRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-23-2019
Keri Aleta ElkinsState Farm VP Management Corp.First Command Financial Planning, Inc.09-18-2019
Christopher Robert Kreger Lane Jr.CUSO Financial Services, L.P.TIAA-CREF Individual & Institutional Services, LLC08-19-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.