Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary R WhineryStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.04-01-2014
Todd R LovellRaymond JamesMorgan Stanley12-14-2014
David JohanDOCEO WEALTH, LLCLegacy Wealth Management, LLC10-09-2020
THOMAS KAST WALKE JrLPL Financial LLCU.S. Bancorp Investments, Inc.10-05-2020
Robert Joseph GerichsRaymond James Financial Services, Inc.Edward Jones09-25-2020
Scott Wade SummerlinPFG AdvisorsPrincipal Securities, Inc.09-18-2020
Lloyd Kirk LymanOneAmerica Securities, Inc.Northwestern Mutual Investment Services, LLC09-01-2020
Jerry Leonard BetoBR Wealth ManagementWells Fargo Advisors Financial Network, LLC08-28-2020
William Mcruel BarrusNYLIFE Securities LLCAmeritas Investment Company, LLC08-28-2020
Bradly Kent WilfongBR Wealth ManagementWells Fargo Advisors Financial Network, LLC08-28-2020
Zachary Paul HerbertVeritas Capital ManagementCriterion Wealth Management08-24-2020
Bret Steven HormuthFidelity Brokerage Services LLCTD Ameritrade, Inc.08-21-2020
Amy Suzanne ClarkMML Investors Services, LLCNYLIFE Securities LLC08-20-2020
Joshua Cole WeirDriven Investments LLCInteractive Financial Advisors08-20-2020
Ronald C DenovaAmeriprise Financial Services, LLCLPL Financial LLC08-17-2020
Andrew Richard StaleyCUNA Brokerage Services, Inc.Cetera Investment Services LLC08-13-2020
Matthew David AltmeyerLPL Financial LLCRoyal Alliance Associates, Inc.08-03-2020
John Phillip AndersonD.A. Davidson & Co.Morgan Stanley07-28-2020
Nicholas Glen DanielsTree City Advisors, LLCCFD Investments, Inc.07-07-2020
Kevin Leslie GaraskyPruco Securities, LLC.Bankers Life Securities, Inc.06-15-2020
Alexandra Lizette BeldenGWFS Equities, Inc.Tree City Advisors, LLC06-12-2020
Broadus Richard Littlejohn IIIThrivent Investment Management Inc.Covenant Investment Advisors, LLC06-04-2020
Matthew A LymanRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2020
Jeffrey Lewis SmithRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2020
Heather MARIE BolsterRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2020
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Showing 1 to 25 of 426 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.