Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan P. JenkinsThe O.N. Equity Sales CompanyWaddell & Reed11-11-2016
Daniel Patrick NeuenfeldtFBL Marketing Services, LLCWaddell & Reed08-02-2019
Darin James LordsFSC Securities CorporationWaddell & Reed08-23-2016
David Bruce MorrisonAmeriprise Financial Services, LLCWaddell & Reed$5011-08-2013
David Keith RiffeMML Investors Services, LLCWaddell & Reed12-20-2016
Jacob Eli MurrayLPL Financial LLCWaddell & Reed$1005-23-2019
Jason James RenskersAllstate Financial Services, LLCWaddell & Reed03-15-2016
Jason Todd ChildersClear Creek Financial Management, LLCWaddell & Reed10-02-2017
Jeffery Eugene HerbekLPL Financial LLCWaddell & Reed09-18-2017
Jerry Joe Van AusdleKMS Financial Services, Inc.Waddell & Reed03-16-2016
Jonathan T. BelnapClear Creek Financial Management, LLCWaddell & Reed$2510-17-2018
Joseph Edwin StevensU.S. Bancorp Investments, Inc.Waddell & Reed08-10-2018
Joseph Irving ShawWells Fargo Clearing Services, LLCWaddell & Reed$1008-18-2010
Keven Don SmartKey Investment Services LLCWaddell & Reed12-21-2011
Matthew Lee AustinWells Fargo Clearing Services, LLCWaddell & Reed06-12-2012
Michael Lee FuhrimanClear Creek Financial Management, LLCWaddell & Reed$1610-12-2018
Patrick D CollinsAmeriprise Financial Services, LLCWaddell & Reed09-13-2013
Scott Wade SummerlinPrincipal Securities, Inc.Waddell & Reed04-21-2010
Thomas Edward Atkin IIKey Investment Services LLCWaddell & Reed07-27-2015

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.