Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel Michael WilsonKey Investment Services LLCChase Investment Services Corp.05-21-2010
Jeremy Lee GuayKey Investment Services LLCEdward Jones10-26-2010
Pasquale Giovanni CarratuKey Investment Services LLCJ.P. Morgan Securities LLC01-12-2016
Melissa S. AllisonKey Investment Services LLCJ.P. Morgan Securities LLC04-02-2013
Alexis Jill HowardKey Investment Services LLCLPL Financial LLC12-12-2018
Amy Jill HarrisKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2015
Thomas John NelsonKey Investment Services LLCPFS Investments Inc.08-26-2009
Thomas Edward Atkin IIKey Investment Services LLCWaddell & Reed07-27-2015
Keven Don SmartKey Investment Services LLCWaddell & Reed12-21-2011
Samuel Paxton PulliamKey Investment Services LLCWells Fargo Clearing Services, LLC06-25-2019
Lacy J. BakerKey Investment Services LLCWells Fargo Clearing Services, LLC08-25-2016
Kaleb J. HooverKey Investment Services LLCWells Fargo Clearing Services, LLC12-18-2015
Landry Jay HarperKey Investment Services LLCWells Fargo Clearing Services, LLC04-08-2015
Trevor B HansonKey Investment Services LLCWells Fargo Clearing Services, LLC03-15-2011

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.