Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cary Shay EllisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15011-12-2009
Fred Thebo FinlaysonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-12-2009
Brent WoolstenhulmeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5012-17-2009
Brady S. BurtonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2512-17-2009
Gregory Edward Joseph GallowayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-11-2010
Gary Wayne LenonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15006-08-2010
Michael LandauStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-01-2012
Donald Bruce ScharenbergStifel, Nicolaus & Company, IncorporatedMorgan Stanley$105-09-2013
Michael William ArmonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5005-09-2013
Gary Robert WhineryStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.$5003-13-2014
Louanne Hunt HarringtonStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.04-04-2014
Joshua James DelongStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.$5004-04-2014
Brian Edward SciglianoStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.04-30-2014
Ronald Howard FriezeStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.$5009-29-2014
Charles Michael KiehnStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.$5010-24-2014
Rebecca Ann OfferdahlStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.$2511-07-2014
Scott Douglas BaldwinStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.$5003-10-2015
Joseph Geofrey TravisStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.$1003-10-2015
Kenneth Patrick HanleyStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.04-30-2015
Richard Merrill HowellStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.$10001-29-2016
Ryan D HancockStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.$2501-29-2016
Brent Lynn KoetterStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.$2501-29-2016
Naoko M ThigpenStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5005-16-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.