Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ted Gordon HansonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-21-2019
Neil Lloyd SiegelU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10008-31-2018
Joseph Edwin StevensU.S. Bancorp Investments, Inc.Waddell & Reed08-10-2018
Jonathan James LanganU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC05-01-2018
Lori Lynn WeldingU.S. Bancorp Investments, Inc.Waddell & Reed08-28-2017
Scott Arven BurnsideU.S. Bancorp Investments, Inc.Key Investment Services LLC02-07-2017
Lora Gene LakatosU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-25-2016
Les James MillerU.S. Bancorp Investments, Inc.Edward Jones$103-01-2016
Eric Robert StaabU.S. Bancorp Investments, Inc.Edward Jones$15007-07-2015
Donovan S LeasureU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2012
Robert Kenyon Spears Jr.U.S. Bancorp Investments, Inc.Chase Investment Services Corp.$2503-26-2012
William Blaine BurtonU.S. Bancorp Investments, Inc.Morgan Stanley03-08-2012
Adam Randal FlotoU.S. Bancorp Investments, Inc.Edward Jones$5012-20-2011
Patrick Grant Mccliment-CallU.S. Bancorp Investments, Inc.Banc of America Investment Services, Inc.04-07-2009

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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