Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Arthur PotterLPL Financial LLCSecurities America, Inc.$5005-15-2020
Zachary Imes ButlerKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2020
Timothy O’ConnorAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-17-2020
Timothy James O'ConnorAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00004-17-2020
James Caldwell WeltonLPL Financial LLCChapin, Davis$8004-16-2020
Carl Michael Williams Jr.LPL Financial LLCChapin, Davis$10004-16-2020
Jacob Ryan HernandezCUNA Brokerage Services, Inc.BMO Harris Financial Advisors, Inc.04-15-2020
Jonathan Christopher McCumberCresset Asset Management, LLCJ.P. Morgan Securities LLC04-15-2020
Jeremy Scott EatonCalton & Associates, Inc.Fortune Financial Services, Inc.04-13-2020
Heather Lynn ClarkFidelity Brokerage Services LLCUBS Financial Services Inc.04-10-2020
Kevin Matthew ArndtThrivent Investment Management Inc.Horace Mann Investors, Inc.04-09-2020
Sarah Elizabeth PierceNorthwestern Mutual Investment Services, LLCCreative Planning04-08-2020
Brendan Patrick ByrneCetera Advisors LLCCitigroup Global Markets Inc.$10004-03-2020
Jean Theresa WangardWintrust Investments LLCWells Fargo Advisors Financial Network, LLC$5004-02-2020
Claire Elizabeth CampbellLPL Financial LLCEdward Jones04-01-2020
Michael Robert FerconioRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-01-2020
Laquanta N. WhiteTradeStation Securities, Inc.UBS Financial Services Inc.03-31-2020
Kelsey Anne MenchacaPrincipal Securities, Inc.Country Capital Management Company03-31-2020
Mark Ross PingulBMO Harris Financial Advisors, Inc.Edward Jones03-30-2020
Kevin Michael FahyFidelity Brokerage Services LLCWoodbury Financial Services, Inc.03-30-2020
William Joseph BlythLPL Financial LLCSecurities America, Inc.$5003-27-2020
Robert Francis BlythLPL Financial LLCSecurities America, Inc.$5003-27-2020
James Andrew BarnashNS Capital, LLCSecurities Service Network, LLC03-27-2020
Cristopher J. ValladaresPNC InvestmentsEdward Jones03-26-2020
Matthew Garrett LogueMariner Wealth AdvisorsBalasa Dinverno Foltz LLC03-26-2020
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Showing 1 to 25 of 7,405 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.