Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew T KradelFounders Financial Securities LLCCetera Investment Advisers LLC10-09-2020
Sarah A BolousMorgan StanleyU.S. Bancorp Investments, Inc.10-08-2020
Pratik P KandoiNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2020
Robert John DombrowskiWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2020
Anthony Jason WatsonThrivent Investment Management Inc.Cetera Investment Advisers LLC10-01-2020
Ryan Nelson ToddLake StreetMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-01-2020
Joe M HicksW&S Brokerage Services, Inc.Mutual of Omaha Investor Services, Inc.10-01-2020
Corey James CordrayLBMZ Securities, Inc.Pruco Securities, LLC.10-01-2020
William Blair HammondPrivate Advisor Group, LLCT2 Asset Management, LLC09-30-2020
Bradley Alan ArndtSecurities America, Inc.Midwestern Securities Trading Company, LLC$15009-30-2020
Jack Arthur KristofRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$4209-29-2020
Michael James MurrayRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-29-2020
Andrew D ZanowskiLPL Financial LLCSecurities America, Inc.$5009-29-2020
Scott Jay KesslerB. Riley Wealth ManagementSanctuary Securities, Inc.09-28-2020
Jason D AllenJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.09-28-2020
Jeffrey Scott MummaLPL Financial LLCVoya Financial Advisors, Inc.09-25-2020
Michael Scott BloomGrosse Point AdvisorsThe O.N. Equity Sales Company09-24-2020
Craig J AbrahamCresset Asset Management, LLCJ.P. Morgan Securities LLC09-24-2020
Joshua Ryan MoormanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-24-2020
Joshua Alexander CarucciThe Mather Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
William R Easterling JrRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-23-2020
Shaun Peter EckKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2020
Tyler Joseph OrmondRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2020
Joey A GoodspeedHorace Mann Investors, Inc.Raymond James & Associates, Inc.09-22-2020
Jack R MadrygaSentinus-Halo Securities, LLCT. Rowe Price Investment Services, Inc.09-22-2020
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Showing 1 to 25 of 4,576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.