Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zach Birkey, Mike Bruner, Myron Hendrix, Ron Ouwenga, Jeff Schimmelpfennig, Brian ThomasStifel Nicolaus & Co.Morgan Stanley Wealth Management$64610-29-2018
Eric ConoverStifel Nicolaus & Co.Wells Fargo Advisors$18309-14-2018
Marilyn BlackStifel Nicolaus & Co.Wells Fargo Advisors$5807-16-2018
Jonathan McPharlin, Daniel Halperin, and Charles A. Cooper Jr.JPMorgan Chase & Co.Bank of America Merrill Lynch$44306-01-2018
Ron Lambke, Louis Montana Wells Fargo AdvisorsUBS Financial Services$18005-30-2018
Jennifer Arquilla, David Arquilla Wells Fargo AdvisorsUBS Financial Services$33605-30-2018
Ric KelloggLPL FinancialBank of America Merrill Lynch$12303-29-2018
Richard L. BingamanRobert W. Baird & Co.Edward Jones$16802-27-2018
Grove N. Mower, Philip W. Hummer, David D. Cox, Rebecca J. Parr, Ryan J. RossHightower AdvisorsWayne Hummer Investments $45002-20-2018
Larry GrillLaSalle St. SecuritiesSecurities America$8001-12-2018
Jodi Manthei, Kenneth Koppitz, Nancy HayesCommonwealth Financial NetworkInvest Financial$26301-05-2018
Grael Barket, Chet Winn, Phyllis SpearsLaSalle St. SecuritiesInvest Financial$10012-15-2017
Richard Johnson, Bradley MorrisLPL FinancialWaddell and Associates$5612-04-2017
Debra Nadeau, Dominic NadeauLPL FinancialMML Investors Services$20811-09-2017
Rod Loewenthal, Kevin Kamholz, Betsy Mason, Justin McIntireUBS Financial ServicesBank of America Merrill Lynch$90011-03-2017
Thomas Marchal Robert W. Baird & Co.Morgan Stanley Wealth Management$17509-18-2017
Todd MitchellRBC Wealth ManagementUBS Financial Services$22009-01-2017
Rosa EblingRaymond JamesRobert W. Baird & Co.$19308-29-2017
Jack BayerRaymond JamesJPMorgan Chase & Co.$23008-29-2017
F. Michael Covey, Thomas Kane, Mark WiktorBank of America Merrill LynchUBS Financial Services$3,00006-02-2017
Jeffrey TolbertRobert W. Baird & Co.UBS Financial Services$17805-16-2017
Mike Leonetti, Debbie Feldman Hightower AdvisorsWealthTrust$71004-13-2017
Susan Garbarino, Brent Kalka, Craig Tower, Curtis WiedemanLPL Financial1st Global Capital$24003-31-2017
Stephen O'HaraLPL FinancialPurshe Kaplan Sterling Investments$9903-01-2017
Laura FasanLPL FinancialInfinex$9302-03-2017
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Showing 1 to 25 of 132 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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