Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Carl NardiCerity Partners LLC1919 Investment Counsel, LLC04-28-2010
Thomas James SchererColeman Scherer Investments, Inc.1st Discount Brokerage, Inc.02-23-2009
Erik George FordCambridge Investment Research, Inc.1st Global Advisors Inc$5010-01-2018
Susan Garbarino Brent Kalka Craig Tower Curtis WiedemanLPL Financial LLC1st Global Capital Corp.$24003-31-2017
Marguerite Jennings BeachNew Vision Wealth Management1st Global Capital Corp.10-04-2019
Michelle Heidi TuckerChicago Partners Investment Group LLC3D WEALTH ADVISORS, INC.02-12-2020
Eric Edward HrebicForum Financial Management, LP606 WEALTH MANAGEMENT, LLC01-07-2020
Marie Miles BeckmanFinancial Solutions Advisory GroupA. ROBERT TAYLOR FINANCIAL ADVISORY SERVICES, LTD.01-02-2013
Martin Paul Huske JrLaSalle St Securities, L.L.C.Academy Securities, Inc.04-23-2009
Todd E StewartJ.P. Morgan Securities LLCAccountants Investment Advisory Services, LLC$2207-12-2013
Colin Tunney OchsGoldman Sachs & Co.Advanced Equities, Inc.$1402-25-2013
William Henry SchrimpfLandolt Securities, Inc.Advanced Equities, Inc.$5011-29-2012
James Joseph DuncanEdward JonesAdvanced Equities, Inc.06-10-2011
Aldo Salvatore VultaggioCapstone Financial Advisors IncAEPG WEALTH STRATEGIES09-23-2016
Cicily Carson MatonThe Planning Center, Inc.AEQUUS WEALTH MANAGEMENT RESOURCES, LLC09-16-2015
Michelle Louise MatonThe Planning Center, Inc.AEQUUS WEALTH MANAGEMENT RESOURCES, LLC09-16-2015
Nicholas Francis MarkionniFocus FinancialAFC Advisory Corporation$15009-05-2013
Gabriel GonzalezSavant Capital ManagementAJ Gabriel Group, LLC07-14-2011
Arnold Jay BenderCetera Financial Specialists LLCAlera Investment Advisors, LLC$2501-06-2020
Donald James MahlkeIHT Wealth Management LLCAlera Investment Advisors, LLC08-19-2019
Christine A PavelRaymond James Financial Services, Inc.Alera Investment Advisors, LLC03-18-2019
Daniel William PetersPrism Planning PartnersAlera Investment Advisors, LLC08-01-2018
James K LancasterCambridge Investment Research, Inc.Alera Investment Advisors, LLC05-02-2018
Ronald A BernsteinPrism Planning PartnersAlera Investment Advisors, LLC01-02-2018
Walter BrownTriad Advisors LLCAlera Investment Advisors, LLC01-02-2018
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Showing 1 to 25 of 4,576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.