Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Carl NardiCerity Partners LLC1919 Investment Counsel, LLC04-28-2010
Thomas James SchererColeman Scherer Investments, Inc.1st Discount Brokerage, Inc.02-23-2009
Susan Garbarino, Brent Kalka, Craig Tower, Curtis WiedemanLPL Financial LLC1st Global Capital$24003-31-2017
Erik George FordCambridge Investment Research, Inc.1st Global Capital Corp.$2510-01-2018
Jerry Lee BrouwerCetera Financial Specialists LLC1st Global Capital Corp.04-10-2012
Marie Miles BeckmanFinancial Solutions Advisory GroupA. ROBERT TAYLOR FINANCIAL ADVISORY SERVICES, LTD.01-02-2013
Martin Paul Huske Jr.LaSalle St. Securities, LLCAcademy Securities, Inc.04-23-2009
Todd Edwards StewartJ.P. Morgan Securities LLCAccountants Investment Advisory Services, LLC$1007-12-2013
John Christian BeckMidwest Retirement Partners, LLCADP Broker-Dealer, Inc.02-28-2019
James Joseph DuncanEdward JonesAdvanced Equities, Inc.06-10-2011
Jack Elio TosettiFSC Securities CorporationAdvantage Capital Corporation$2502-27-2009
Aldo Salvatore VultaggioCapstone Financial Advisors IncAEPG Wealth Strategies09-23-2016
Nicholas Francis MarkionniFocus FinancialAFC Advisory Corporation09-05-2013
Patrick M. FoleyEdward JonesAIG Capital Services, Inc.10-19-2012
Christopher Charles Andrew AristoState Farm VP Management Corp.AIG Capital Services, Inc.01-02-2009
Gabriel GonzalezSavant Capital ManagementAJ Gabriel Group, LLC07-14-2011
James K LancasterCambridge Investment Research, Inc.Alera Investment Advisors, LLC05-02-2018
Ronald A BernsteinPrism Planning PartnersAlera Investment Advisors, LLC01-02-2018
Nicole Marie SullivanPrism Planning PartnersAlera Investment Advisors, LLC01-02-2018
Michael Scott GlavinLPL Financial LLCAliquot Capital, LLC05-11-2016
Timothy Michael Pennise, Eric J. DahlUBS Financial Services Inc.AllianceBernstein L.P.09-25-2009
John Charles HennesseyLPL Financial LLCAllianz Life Financial Services, LLC07-14-2016
Dennis Alan LipoffAusdal Financial Partners, Inc.Allied Beacon Partners, Inc.$1003-21-2012
Richard Joseph Augustine Sr.Lincoln Financial Advisors CorporationAllied Beacon Partners, Inc.02-07-2012
Mark Dean NokesThe O.N. Equity Sales CompanyAllied Beacon Partners, Inc.01-20-2012
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Showing 1 to 25 of 4,389 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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