Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Carl NardiCerity Partners LLC1919 Investment Counsel, LLC04-28-2010
Thomas James SchererColeman Scherer Investments, Inc.1st Discount Brokerage, Inc.02-23-2009
Erik George FordCambridge Investment Research, Inc.1st Global Advisors Inc$2510-01-2018
Ann BehrensIndependent Financial Partners1st Global Capital Corp.04-18-2017
Richard Allen DeickeIndependent Financial Partners1st Global Capital Corp.04-13-2017
Craig Windsor TowerIndependent Financial Partners1st Global Capital Corp.$10003-30-2017
Debra Ann SchulzIndependent Financial Partners1st Global Capital Corp.03-30-2017
Jerry Lee BrouwerCetera Financial Specialists LLC1st Global Capital Corp.04-10-2012
Joseph Avram TigayThe Stutland Volatility Group, LLC303 Equity Trading Group Ii, LLC10-31-2011
Michelle Heidi TuckerChicago Partners Investment Group LLC3D WEALTH ADVISORS, INC.02-12-2020
Yesha Suresh ShahCetera Investment Advisers LLC4Wealth Advisors, Inc.01-26-2019
Marie Miles BeckmanFinancial Solutions Advisory GroupA. ROBERT TAYLOR FINANCIAL ADVISORY SERVICES, LTD.01-02-2013
Veda Kaufman LevinMesirow Financial, Inc.ABN AMRO Clearing Chicago LLC01-04-2010
Michael John SciulliMoney Concepts Capital CorpAbsolute Capital Management, LLC05-01-2018
Martin Paul Huske Jr.LaSalle St Securities, L.L.C.Academy Securities, Inc.04-23-2009
Michael John HowardWintrust Investments LLCAccessAlpha Worldwide LLC09-27-2011
Todd Edwards StewartJ.P. Morgan Securities LLCAccountants Investment Advisory Services, LLC$1007-12-2013
George T. WarrenHorace Mann Investors, Inc.Adirondack Trading Group LLC01-11-2013
John Christian BeckMidwest Retirement Partners, LLCADP Broker-Dealer, Inc.02-28-2019
Justin Karl BolmgrenFirst Midwest Securities, Inc.Advance Capital Services, Inc.$2509-21-2010
Colin Tunney OchsGoldman Sachs & Co.Advanced Equities, Inc.02-25-2013
James Walter PiffFeltl & CompanyAdvanced Equities, Inc.12-05-2012
William Henry SchrimpfLandolt Securities, Inc.Advanced Equities, Inc.11-29-2012
William Henry MetzFeltl & CompanyAdvanced Equities, Inc.11-26-2012
James Joseph DuncanEdward JonesAdvanced Equities, Inc.06-10-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.