Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas James SchererColeman Scherer Investments, Inc.1st Discount Brokerage, Inc.02-23-2009
Brian Patrick SullivanIndependent Financial Partners1st Global Advisors Inc05-09-2017
Jeffrey Alan DelheimerIndependent Financial Partners1st Global Advisors Inc04-12-2017
Brennan Michael HollenbeckIndependent Financial Partners1st Global Advisors Inc03-30-2017
Craig Windsor TowerIndependent Financial Partners1st Global Advisors Inc03-30-2017
Susan Marie GarbarinoIndependent Financial Partners1st Global Advisors Inc03-30-2017
Susan Garbarino, Brent Kalka, Craig Tower, Curtis WiedemanLPL Financial1st Global Capital$24003-31-2017
Erik George FordCambridge Investment Research, Inc.1st Global Capital Corp.$5010-01-2018
Ann BehrensIndependent Financial Partners1st Global Capital Corp.04-18-2017
Richard Allen DeickeIndependent Financial Partners1st Global Capital Corp.04-13-2017
Brent Anthony KalkaLPL Financial LLC1st Global Capital Corp.$5003-30-2017
Curtis Ray WiedemanIndependent Financial Partners1st Global Capital Corp.03-30-2017
Debra Ann SchulzIndependent Financial Partners1st Global Capital Corp.03-30-2017
Kathleen H HostyIndependent Financial Partners1st Global Capital Corp.03-30-2017
Jerry Lee BrouwerCetera Financial Specialists LLC1st Global Capital Corp.04-10-2012
Afshin Luke RahbariThe Stutland Volatility Group, LLC303 Equity Trading Group Ii, LLC12-01-2011
Brian Scott StutlandThe Stutland Volatility Group, LLC303 Equity Trading Group Ii, LLC10-31-2011
Joseph Avram TigayThe Stutland Volatility Group, LLC303 Equity Trading Group Ii, LLC10-31-2011
Tim A KraftHD Vest Investment Services@financial Investments12-11-2015
Veda Kaufman LevinMesirow Financial, Inc.ABN AMRO Clearing Chicago LLC01-04-2010
Martin Paul Huske Jr.LaSalle St. Securities, LLCAcademy Securities, Inc.04-23-2009
Michael John HowardWintrust Investments LLCAccessAlpha Worldwide LLC09-27-2011
George Thomas WarrenHorace Mann Investors, Inc.Adirondack Trading Group LLC01-11-2013
John Christian BeckMidwest Retirement Partners, LLCADP Broker-Dealer, Inc.02-28-2019
Mark Stanley HornungEdward JonesADP Broker-Dealer, Inc.01-16-2009
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Showing 1 to 25 of 5,282 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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