Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terrence Michael Heafey4Wealth Advisors, Inc.Investment Planners, Inc.$10007-31-2017
Ryan F Kavois4Wealth Advisors, Inc.Investment Planners, Inc.07-31-2017
Christopher C Gonzales4Wealth Advisors, Inc.Investment Planners, Inc.07-31-2017
Donald James Zolfo83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC02-23-2016
Matthew Lawrence Schultz83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC09-29-2014
Cameron Wardell DickersonA&O AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Nicole R MeihoferA&O AdvisorsFort Point Capital Partners LLC01-02-2019
Charles Henry Garrido JrA.G.P / Alliance Global PartnersMcDonald Partners LLC$50010-30-2018
Joshua William HodgesAaron Wealth AdvisorsMorgan Stanley02-04-2019
Konstantine William AndrakakosAaron Wealth AdvisorsNorthern Trust Securities, Inc.09-21-2018
George Norris EllisAbundance Advisors, Inc.Park Avenue Securities LLC08-28-2014
David Allen WagnerActive Investment Management of Florida, LLCRidgeway & Conger, Inc.06-21-2016
Michael GoldsteinAddison Clark Wealth Management, LLCChase Investment Services Corp.04-05-2011
Albert Duncan KaufmanADK Wealthcare PartnersWealthcare Advisory Partners LLC01-16-2020
Joel Daniel KendallAdvisory Partners, LLCUBS Financial Services Inc.$10212-12-2016
Christopher Andrew BushAdvisory Research IncCUPPS CAPITAL MANAGEMENT, LLC11-01-2016
Oliver ErnstAdvisory Services NetworkSage Private Wealth Group, LLC09-06-2017
Duke M SmithAE Wealth Management, LLCWall Street Financial Group, Inc.05-18-2020
Nicholas Robert SloaneAE Wealth Management, LLCWealth Watch Advisors, LLC09-23-2019
Andrew Fabian Nicolas SeyllerAE Wealth Management, LLCGlobal Financial Private Capital, Inc.07-03-2018
Scott Michael SierensAE Wealth Management, LLCGradient Advisors, LLC07-02-2018
Raymond Edwin WhitakerAE Wealth Management, LLCG.F. Investment Services, LLC05-04-2018
Nicklaus Edwin WhitakerAE Wealth Management, LLCGlobal Financial Private Capital, Inc.05-04-2018
Philip James CooperAE Wealth Management, LLCCFD Investments, Inc.$1,00005-17-2017
Kendall Stephan StahlAE Wealth Management, LLCCreative Financial Designs, Inc.01-24-2017
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Showing 1 to 25 of 4,576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.