Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen H Hosty1st Global Advisors IncWipfli Hewins Investment Advisors LLC02-22-2013
Erik George Ford1st Global Capital Corp.Ford Wealth Management LLC07-29-2016
Brennan Michael Hollenbeck1st Global Capital Corp.Oppenheimer & Co. Inc.03-25-2016
David Bruce Bunge1st Global Capital Corp.Cetera Financial Specialists LLC12-16-2015
Susan Elizabeth Ulbrich1st Global Capital Corp.Cetera Financial Specialists LLC08-02-2010
Bradley J. Punke1st Global Capital Corp.Wealth Management Services, LLC09-18-2009
Albert O. Eck Jr.1st Global Capital Corp.Wealth Management Services, LLC04-17-2009
Ronald Anthony Manso1st Global Capital Corp.Securities America, Inc.$5004-07-2009
Paul Francis Schafer1st Global Capital Corp.Wealth Management Services, LLC02-09-2009
Donald James Zolfo83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC02-23-2016
Matthew Lawrence Schultz83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC09-29-2014
George Norris EllisAbundance Advisors, Inc.Park Avenue Securities LLC08-28-2014
David Allen WagnerActive Investment Management LLCRidgeway Conger Advisory Services06-21-2016
Michael Jason GoldsteinAddison Clark Wealth Management, LLCChase Investment Services Corp.04-05-2011
Colin Tunney OchsAdvanced Equities, Inc.RBC Capital Markets, LLC05-14-2012
Michael Edward DockendorfAdvanced Equities, Inc.RBC Capital Markets, LLC11-14-2011
David Michael GundyAdvanced Trader Investment Advisors, LLC.VALIC Financial Advisors, Inc.02-04-2013
Frank Peter AlbaneseAdvanced Trader Investment Advisors, LLC.BrokersXpress LLC02-03-2012
Joel Daniel KendallAdvisory Partners, LLCUBS Financial Services Inc.12-12-2016
John Mark CreekmurAE Wealth Management, LLCCFD Investments, Inc.10-18-2017
John Paul FisherAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
John Richard EichmannAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
Michael Scott GlavinAliquot Capital, LLCWilliam Blair12-02-2014
John Joseph LeonardAllianceBernstein L.P.Morgan Stanley10-05-2009
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Showing 1 to 25 of 5,265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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