Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen H. Hosty1st Global Advisors IncWipfli Hewins Investment Advisors LLC02-22-2013
Erik George Ford1st Global Capital Corp.Ford Wealth Management LLC$5007-29-2016
Brennan Michael Hollenbeck1st Global Capital Corp.Oppenheimer & Co. Inc.$10003-25-2016
David Bruce Bunge1st Global Capital Corp.Cetera Financial Specialists LLC12-16-2015
Amber Crystal Gruenloh1st Global Capital Corp.Pruco Securities, LLC.11-12-2013
Susan Elizabeth Ulbrich1st Global Capital Corp.Cetera Financial Specialists LLC08-02-2010
Albert O. Eck Jr.1st Global Capital Corp.Wealth Management Services, LLC04-17-2009
Ronald Anthony Manso1st Global Capital Corp.Securities America, Inc.04-07-2009
Paul Francis Schafer1st Global Capital Corp.Wealth Management Services, LLC02-09-2009
Terrence Michael Heafey4Wealth Advisors, Inc.Investment Planners, Inc.$10007-31-2017
Ryan F. Kavois4Wealth Advisors, Inc.Investment Planners, Inc.07-31-2017
Christopher C. Gonzales4Wealth Advisors, Inc.Investment Planners, Inc.07-31-2017
Donald James Zolfo83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC02-23-2016
Matthew Lawrence Schultz83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC09-29-2014
Cameron Wardell DickersonA&O AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Nicole R MeihoferA&O AdvisorsFort Point Capital Partners LLC01-02-2019
Charles Henry Garrido Jr.A.G.P / Alliance Global PartnersMcDonald Partners LLC$2510-30-2018
Joshua William HodgesAaron Wealth AdvisorsMorgan Stanley02-04-2019
Konstantine William AndrakakosAaron Wealth AdvisorsNorthern Trust Securities, Inc.09-21-2018
George Norris EllisAbundance Advisors, Inc.Park Avenue Securities LLC08-28-2014
David Allen WagnerActive Investment Management of Florida, LLCRidgeway & Conger, Inc.06-21-2016
Michael GoldsteinAddison Clark Wealth Management, LLCChase Investment Services Corp.04-05-2011
James Samuel AdducciADDUCCI FINANCIAL SERVICES, LTD.Avantax Investment Services, Inc.01-02-2009
Colin Tunney OchsAdvanced Equities, Inc.RBC Capital Markets, LLC$1005-14-2012
Michael Edward DockendorfAdvanced Equities, Inc.RBC Capital Markets, LLC$15011-14-2011
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Showing 1 to 25 of 7,410 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.