Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Bruce Bunge1st Global Capital Corp.Cetera Financial Specialists LLC12-16-2015
Ronald Anthony Manso1st Global Capital Corp.Securities America, Inc.04-07-2009
Paul Francis Schafer1st Global Capital Corp.Wealth Management Services, LLC02-09-2009
Christopher C. Gonzales4Wealth Advisors, Inc.Investment Planners, Inc.07-31-2017
Donald James Zolfo83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC02-23-2016
Matthew Lawrence Schultz83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC09-29-2014
Nicole R MeihoferA&O AdvisorsFort Point Capital Partners LLC01-02-2019
James Ralph AshA.H. Williams & Company, L.P.Wright Investors' Service Distributors, Inc.09-26-2016
George Norris EllisAbundance Advisors, Inc.Park Avenue Securities LLC08-28-2014
David Allen WagnerActive Investment Management LLCRidgeway & Conger, Inc.06-21-2016
Michael GoldsteinAddison Clark Wealth Management, LLCChase Investment Services Corp.04-05-2011
Joel Daniel KendallAdvisory Partners, LLCUBS Financial Services Inc.12-12-2016
John Mark CreekmurAE Wealth Management, LLCCFD Investments, Inc.10-18-2017
Andrew CreekmurAE Wealth Management, LLCCFD Investments, Inc.10-18-2017
John Richard EichmannAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
John P. FisherAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
John Joseph LeonardAllianceBernstein L.P.Morgan Stanley10-05-2009
Michael J La ChapelleAllstate Financial Services, LLCAXA Advisors, LLC04-18-2019
Tony KangAllstate Financial Services, LLCNational Securities Corporation03-08-2019
Derrick Scott KellyAllstate Financial Services, LLCBankers Life Securities, Inc.11-01-2018
Stephen PetersenAllstate Financial Services, LLCInteractive Financial Advisors09-21-2018
Michael Joseph CluckAllstate Financial Services, LLCFarmers Financial Solutions, LLC03-23-2017
Anthony Errol LevyAllstate Financial Services, LLCWorld Choice Securities, Inc.10-12-2016
Ryan Michael WilkinsonAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC05-27-2016
Brian Edward StreemAllstate Financial Services, LLCAllstate Distributors, L.L.C.04-08-2016
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Showing 1 to 25 of 4,418 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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