Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Devan A. PicconeZacks Investment Management, Inc.Neuberger Berman BD LLC11-16-2018
Siyuan LuZacks Investment Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2018
Charles Kenneth SherburneZacks Investment Management, Inc.Ameriprise Financial Services, LLC05-18-2017
Robert Carl BlochZacks Investment Management, Inc.M. S. Howells & Co.04-06-2017
Kevin Sean McCauley Jr.Zacks Investment Management, Inc.Trade Monster11-29-2016
Bradley Thomas EnriciZacks Investment Management, Inc.Wells Fargo Clearing Services, LLC06-03-2016
Roman KobrinZacks Investment Management, Inc.TD Ameritrade Investment Management, LLC01-09-2015
Richard Michael LuthmanZacks Investment Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2013
Timothy Carter HarperZacks Investment Management, Inc.H&R Block Financial Advisors, Inc.04-22-2009
Kevin Yiping YuYunistone Investment Group, LLCDELOITTE INVESTMENT ADVISORS LLC03-23-2009
Keith Allen SchoepkeWynstone Investment Advisors, LLC.Optimum Investment Advisors, LLC08-17-2012
Peter Vansise WrightWright Benefit Advisors Inc.Edwin C. Blitz Investments, Inc.12-13-2017
Brian Stephen GeorgeWorld Equity Group, Inc.Wells Fargo Clearing Services, LLC12-09-2019
Andrea K AcostaWorld Equity Group, Inc.Kestra Investment Services, LLC08-19-2019
Sean R. StevensWorld Equity Group, Inc.Taylor Capital Management Inc.08-16-2019
Robert Michael Lester Jr.World Equity Group, Inc.Taylor Capital Management Inc.07-29-2019
Rhoda StrelserWorld Equity Group, Inc.Taylor Capital Management Inc.07-19-2019
Aaron W. GainesWorld Equity Group, Inc.Edward Jones07-19-2019
Melvin Philip PittmanWorld Equity Group, Inc.Taylor Capital Management Inc.07-11-2019
Daniel Philip OstlundWorld Equity Group, Inc.Taylor Capital Management Inc.$1107-03-2019
Leon David BrandWorld Equity Group, Inc.Taylor Capital Management Inc.$2507-01-2019
Gregory Lewis MoneyWorld Equity Group, Inc.Taylor Capital Management Inc.07-01-2019
Robert Paul Wynn Jr.World Equity Group, Inc.Taylor Capital Management Inc.06-27-2019
Judy Else OlschofkaWorld Equity Group, Inc.Taylor Capital Management Inc.$8806-27-2019
Robert George David Jr.World Equity Group, Inc.Taylor Capital Management Inc.06-26-2019
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Showing 1 to 25 of 7,410 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.