Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Joseph PuccinelliWells Fargo Clearing Services, LLCMorgan Stanley01-16-2015
Steven Christopher UrosevichWells Fargo Clearing Services, LLCMorgan Stanley$5001-09-2015
Johanna Elise LaudicinaWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-15-2014
Thomas Rowland LonerganWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-11-2014
Anthony Paylaga TorreonWells Fargo Clearing Services, LLCFifth Third Securities, Inc.12-11-2014
Kevin Patrick GalvinWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-04-2014
Shane AdkinsWells Fargo Clearing Services, LLCFintegra, LLC12-02-2014
David Clark HeerenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-21-2014
Bradley Patrick SummersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2014
Timothy Ellis CurleyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2508-22-2014
Mark Anthony PignottiWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1007-01-2014
Robby W McClureWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-11-2014
Brian Louis VallowWells Fargo Clearing Services, LLCMorgan Stanley$2504-25-2014
Timothy James WernerWells Fargo Clearing Services, LLCEdward Jones12-06-2013
Todd Franklin BracyWells Fargo Clearing Services, LLCMesirow Financial Investment Management, Inc.11-19-2013
Myles Melvin GordonWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-18-2013
Edward Phillip GordonWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-18-2013
Anuj Dave GroverWells Fargo Clearing Services, LLCIncapital Distributors LLC11-12-2013
Brian Ernest SoczkaWells Fargo Clearing Services, LLCMetLife Securities Inc.08-06-2013
Michael John GiovanniniWells Fargo Clearing Services, LLCEdward Jones$2507-29-2013
James Wilson HirschWells Fargo Clearing Services, LLCRBC Capital Markets, LLC07-24-2013
Bruce Fielden FraleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2013
John Thorp Blunt Jr.Wells Fargo Clearing Services, LLCMorgan Stanley06-05-2013
James Albert HuntWells Fargo Clearing Services, LLCMorgan Stanley04-18-2013
Stuart Allen WeinsteinWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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