Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Walter WittWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-01-2016
Blake Matheson MierWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC12-11-2015
Judith Niksich FurjanicWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2508-07-2015
Michael Patrick Tison, David Joseph FryWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.$5002-27-2015
Michael John VerhulstWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.11-11-2013
George Lynn KunkleWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15011-08-2013
Stephen James McRavenWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC11-08-2013
Ralph Nicholas Backe Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10007-05-2013
Michael Edward PageWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1007-05-2013
Ralph Dennis Lynch Jr., Maureen Louise McPeekWells Fargo Advisors Financial Network, LLCMorgan Stanley$15005-17-2013
Katie Marie MillarWells Fargo Advisors Financial Network, LLCEdward Jones$2510-12-2012
Patrick Dean LampeWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC12-09-2011
Larry Wayne WilsonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC12-09-2011
Patrick S. O'ConnorWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-23-2011
Edward John Rusnak Jr.Wells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.09-23-2011
Larry Bruce Loethen Jr.Wells Fargo Advisors Financial Network, LLCEdward Jones02-09-2011
David Clinton HillWells Fargo Advisors Financial Network, LLCEdward Jones05-29-2009
Jennifer Arquilla, David ArquillaWells Fargo AdvisorsUBS Financial Services Inc. Inc.$33605-30-2018
Ron Lambke, Louis MontanaWells Fargo AdvisorsUBS Financial Services Inc. Inc.$18005-30-2018
John WittWells Fargo AdvisorsUBS Financial Services Inc. Inc.$10706-01-2016
Brian J. TerryWells Fargo AdvisorsUBS Financial Services Inc. Inc.$11509-24-2015
Munther "Mike" Abdallah, Rick SofiakWells Fargo AdvisorsMorgan Stanley$10005-01-2015
Pat Callaghan, Alan Fishman, Bernard Neuman, Jonathan Neuman, Tom Puccinelli, Stan Slovin, Lisa Su, Irene Kapusciarz, Melissa ValdWells Fargo AdvisorsMorgan Stanley$70001-16-2015
James E. Percifield, David C. Heeren, Brad A. HarderWells Fargo AdvisorsUBS Financial Services Inc. Inc.$46311-21-2014
Mark PignottiWells Fargo AdvisorsUBS Financial Services Inc. Inc.$31707-01-2014
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Showing 326 to 350 of 4,439 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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