Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Baker WelchWilliam BlairRothschild Investment Corporation$5003-06-2013
Anthony Robert FautWilliam BlairRothschild Investment Corporation03-06-2013
Andrew Thomas FeichterWilliam BlairMorgan Stanley12-13-2012
Mark More McKinleyWilliam BlairCIBC Private Wealth Advisors, Inc.10-01-2012
Ryan Jacob DevoreWilliam BlairMorgan Stanley09-17-2012
Kristan Michelle RowlandWilliam BlairMesirow Financial Investment Management, Inc.07-12-2011
Jessica Edythe ScimeWilliam BlairUBS Financial Services Inc.$5004-25-2011
Christopher John BrathwaiteWilliam BlairUBS Financial Services Inc.$2505-03-2010
Jeff Thomas GoldenWilliam BlairMorgan Stanley02-10-2010
Joseph Daniel McMullenWilliam BlairUBS Financial Services Inc.01-04-2010
Mark David WheelerWilliam BlairJ.P. Morgan Securities LLC08-24-2009
Peter Michael MottWilliam BlairDeutsche Bank Securities Inc.04-20-2009
Brian S. SchultzWilliam BlairMesirow Financial, Inc.04-06-2009
Peter Loring GoldmanWestwood Management CorporationFront Barnett Associates LLC05-20-2014
Michael Lendell FolandWestern International Securities, Inc.U.S. Bancorp Investments, Inc.04-12-2019
Lawrence Jay LazarWestern International Securities, Inc.Kovack Securities Inc.04-12-2017
Pei LiuWestern International Securities, Inc.BFC Planning, Inc.04-05-2017
Gerald Allen HorwitzWestern International Securities, Inc.InSight Securities, Inc.$10005-01-2013
Marion Elizabeth WasherWestern International Securities, Inc.Burnham Securities Inc.01-23-2012
William Steven ParschWellspring Capital Group, Ltd.J.W. Cole Financial, Inc.01-11-2010
Alex W. HelmsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2019
Timothy Jason RileyWells Fargo Clearing Services, LLCMorgan Stanley06-26-2019
Peter Anthony FineWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.05-17-2019
James John BannWells Fargo Clearing Services, LLCMorgan Stanley$5004-26-2019
David Kenneth JanusWells Fargo Clearing Services, LLCCetera Advisor Networks LLC04-16-2019
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Showing 126 to 150 of 4,439 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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