Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David MalehMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Guy James AbbanatBrewer Financial Services, LLCUBS Financial Services Inc.01-01-2009
Jose Anthony ValenciaChase Investment Services Corp.Wells Fargo Clearing Services, LLC01-01-2009
Vadim LovinskyChase Investment Services Corp.Sigma Financial Corporation01-01-2009
Christopher Charles Andrew AristoState Farm VP Management Corp.AIG Capital Services, Inc.$5001-02-2009
Daniel Nathan FurhmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Stephan F. DiolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-02-2009
Thomas F DrozdzLPL Financial LLCAmeriprise Advisor Services, Inc.01-02-2009
Thomas Francis Muldowney Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2009
Daniel Francis ResnickJ.P. Morgan Securities LLCGoldman Sachs & Co.01-05-2009
Michael Neil MazurskyNorth Star Investment Services, Inc.Long Grove Trading Co.01-05-2009
Teresa Rose SoppetRBC Capital Markets, LLCOppenheimer & Co. Inc.01-05-2009
Terry Albert PasqualeVeritrust Financial, LLCWaddell & Reed01-05-2009
Brian K GreggAmcore Investment Services, IncChase Investment Services Corp.01-06-2009
Judith Adrienne MeyersInSight Securities, Inc.InterOcean Securities LLC$101-06-2009
Harvey Allan KaluznaSPCEvergreen Investment Advisors LLC01-07-2009
Joseph Patrick O'DonovanAllstate Financial Services, LLCW&S Brokerage Services, Inc.01-07-2009
Arthur Henry Renier IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Eric Thomas BreunigWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Robert Louis FoersterlingUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Todd Andrew MontgomeryLPL Financial LLCWells Fargo Clearing Services, LLC$2501-09-2009
Thomas William KosandaNorthwestern Mutual Investment Services, LLCFirst Heartland Capital, Inc.01-12-2009
Benjamin John MillerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Linda Brandi MozzoneLPL Financial LLCWells Fargo Clearing Services, LLC01-16-2009
Louis Anthony MontanaUBS Financial Services Inc.Citigroup Global Markets Inc.01-16-2009
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Showing 1 to 25 of 5,265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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