Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David MalehMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Guy James AbbanatBrewer Financial Services, LLCUBS Financial Services Inc.01-01-2009
Jose Anthony ValenciaChase Investment Services Corp.Wells Fargo Clearing Services, LLC01-01-2009
Vadim LovinskyChase Investment Services Corp.Sigma Financial Corporation01-01-2009
Christopher Charles Andrew AristoState Farm VP Management Corp.AIG Capital Services, Inc.$5001-02-2009
Daniel Nathan FurhmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Stephan F. DiolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-02-2009
Thomas F DrozdzLPL Financial LLCAmeriprise Advisor Services, Inc.01-02-2009
Thomas Francis Muldowney Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2009
Daniel Francis ResnickJ.P. Morgan Securities LLCGoldman Sachs & Co.01-05-2009
Michael Neil MazurskyNorth Star Investment Services, Inc.Long Grove Trading Co.01-05-2009
Teresa Rose SoppetRBC Capital Markets, LLCOppenheimer & Co. Inc.01-05-2009
Terry Albert PasqualeVeritrust Financial, LLCWaddell & Reed01-05-2009
Brian K GreggAmcore Investment Services, IncChase Investment Services Corp.01-06-2009
Judith Adrienne MeyersInSight Securities, Inc.InterOcean Securities LLC$101-06-2009
Harvey Allan KaluznaSPCEvergreen Investment Advisors LLC01-07-2009
Joseph Patrick O'DonovanAllstate Financial Services, LLCW&S Brokerage Services, Inc.01-07-2009
Arthur Henry Renier IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Eric Thomas BreunigWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Robert Louis FoersterlingUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Todd Andrew MontgomeryLPL Financial LLCWells Fargo Clearing Services, LLC$2501-09-2009
Thomas William KosandaNorthwestern Mutual Investment Services, LLCFirst Heartland Capital, Inc.01-12-2009
Benjamin John MillerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Linda Brandi MozzoneLPL Financial LLCWells Fargo Clearing Services, LLC01-16-2009
Louis Anthony MontanaUBS Financial Services Inc.Citigroup Global Markets Inc.01-16-2009
Next Page »

Showing 1 to 25 of 5,265 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.