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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vadim LovinskyChase Investment Services Corp.Sigma Financial Corporation01-01-2009
Jose Anthony ValenciaChase Investment Services Corp.Wells Fargo Clearing Services, LLC$101-01-2009
Dennis Wayne GieseParkland Securities, LLCWoodbury Financial Services, Inc.01-01-2009
David MalehMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Thomas F. DrozdzLPL Financial LLCAmeriprise Advisor Services, Inc.01-02-2009
Jon Raymon HulseyRegal Securities, Inc.Synergy Investment Group, LLC01-02-2009
Marcy Ann KellyLaSalle St. Investment Advisors, L.L.C.LaSalle St. Investment Advisors, L.L.C.01-02-2009
Christopher Charles Andrew AristoState Farm VP Management Corp.AIG Capital Services, Inc.01-02-2009
James Samuel AdducciADDUCCI FINANCIAL SERVICES, LTD.Avantax Investment Services, Inc.01-02-2009
Thomas Francis Muldowney Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2009
Stephan F. DiolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Daniel Nathan FurhmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-02-2009
Daniel Francis ResnickJ.P. Morgan Securities LLCGoldman Sachs & Co.01-05-2009
Terry A. PasqualeVeritrust Financial, LLCWaddell & Reed01-05-2009
Michael Neil MazurskyNorth Star Investment Services, Inc.Long Grove Trading Co.01-05-2009
Teresa Rose SoppetRBC Capital Markets, LLCOppenheimer & Co. Inc.01-05-2009
John Douglas Sorensen Jr.Wells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC01-05-2009
Judith Adrienne MeyersInSight Securities, Inc.InterOcean Securities LLC01-06-2009
Harvey Allan KaluznaSPCEvergreen Investment Advisors LLC01-07-2009
Joseph Patrick O'DonovanAllstate Financial Services, LLCW&S Brokerage Services, Inc.01-07-2009
Todd Andrew MontgomeryLPL Financial LLCWells Fargo Clearing Services, LLC01-09-2009
Vicky Sue CampbellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Robert Louis FoersterlingUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
Robert Wesley FoersterlingUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
Rachel Dianne IronsUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
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Showing 1 to 25 of 7,404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.