Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aamir Moiz ChalisaSecurities America, Inc.ProEquities, Inc.04-12-2018
Aaron VasilNorth South Capital, LLCLPL Financial LLC$104-17-2009
Aaron Henry ClasenCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Aaron Paul GuarigliaMorgan StanleyJ.P. Morgan Securities LLC$5003-06-2015
Aaron Robert AndersonPNC InvestmentsJ.P. Morgan Securities LLC09-14-2016
Aaron Robert KowalskiFifth Third Securities, Inc.J.P. Morgan Securities LLC03-10-2015
Abraham Joseph LeonLPL Financial LLCWoodbury Financial Services, Inc.06-24-2011
Ada GarciaAllstate Financial Services, LLCNYLIFE Securities LLC01-18-2013
Adam B FaustDeep Blue Financial LLCMesirow Financial, Inc.02-20-2014
Adam Beckett KlopfensteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.03-10-2016
Adam C LudwigCambridge Investment Research, Inc.Investment Planners, Inc.08-16-2016
Adam Charles PaulsonLPL Financial LLCFidelity Brokerage Services LLC$15009-21-2017
Adam David PaoliHornor, Townsend & Kent, LLCSignator Investors, Inc.$5007-01-2009
Adam David ParksFirst Command Financial Planning, Inc.Wells Fargo Clearing Services, LLC01-26-2012
Adam Edward ReyesJ.P. Morgan Securities LLCEdward Jones07-07-2016
Adam Edwin PrzybyloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2014
Adam Edwin PrzybyloNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.01-11-2010
Adam Edwin PrzybyloPruco Securities, LLC.Chase Investment Services Corp.06-29-2009
Adam Francis BryantJ.P. Morgan Securities LLCEdward Jones09-06-2016
Adam Glancy RitterStrategic Advisers LLCTD Ameritrade Investment Management, LLC07-11-2016
Adam Gregory ProvanceLPL Financial LLCCetera Advisor Networks LLC$5012-09-2013
Adam Gregory ThompsonJ.P. Morgan Securities LLCPNC Investments10-08-2012
Adam J StoneSaxony Securities, Inc.MetLife Securities Inc.08-26-2016
Adam Jacob BeierleSecurities Service Network, LLCCharles Schwab & Co., Inc.04-29-2014
Adam James OlsonPackerland Brokerage Services, Inc.Voya Financial Advisors, Inc.$5008-01-2016
Next Page »

Showing 1 to 25 of 5,265 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.