Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aamir Moiz ChalisaSecurities America, Inc.ProEquities, Inc.04-12-2018
Aaron VasilNorth South Capital, LLCLPL Financial LLC$104-17-2009
Aaron Henry ClasenCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Aaron Paul GuarigliaMorgan StanleyJ.P. Morgan Securities LLC$5003-06-2015
Aaron Robert AndersonPNC InvestmentsJ.P. Morgan Securities LLC09-14-2016
Aaron Robert KowalskiFifth Third Securities, Inc.J.P. Morgan Securities LLC03-10-2015
Abraham Joseph LeonLPL Financial LLCWoodbury Financial Services, Inc.06-24-2011
Ada GarciaAllstate Financial Services, LLCNYLIFE Securities LLC01-18-2013
Adam B FaustDeep Blue Financial LLCMesirow Financial, Inc.02-20-2014
Adam Beckett KlopfensteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.03-10-2016
Adam C LudwigCambridge Investment Research, Inc.Investment Planners, Inc.08-16-2016
Adam Charles PaulsonLPL Financial LLCFidelity Brokerage Services LLC$15009-21-2017
Adam David PaoliHornor, Townsend & Kent, LLCSignator Investors, Inc.$5007-01-2009
Adam David ParksFirst Command Financial Planning, Inc.Wells Fargo Clearing Services, LLC01-26-2012
Adam Edward ReyesJ.P. Morgan Securities LLCEdward Jones07-07-2016
Adam Edwin PrzybyloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2014
Adam Edwin PrzybyloNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.01-11-2010
Adam Edwin PrzybyloPruco Securities, LLC.Chase Investment Services Corp.06-29-2009
Adam Francis BryantJ.P. Morgan Securities LLCEdward Jones09-06-2016
Adam Glancy RitterStrategic Advisers LLCTD Ameritrade Investment Management, LLC07-11-2016
Adam Gregory ProvanceLPL Financial LLCCetera Advisor Networks LLC$5012-09-2013
Adam Gregory ThompsonJ.P. Morgan Securities LLCPNC Investments10-08-2012
Adam J StoneSaxony Securities, Inc.MetLife Securities Inc.08-26-2016
Adam Jacob BeierleSecurities Service Network, LLCCharles Schwab & Co., Inc.04-29-2014
Adam James OlsonPackerland Brokerage Services, Inc.Voya Financial Advisors, Inc.$5008-01-2016
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Showing 1 to 25 of 5,265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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