Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aamir Moiz ChalisaSecurities America, Inc.ProEquities, Inc.04-12-2018
Aaron Ahmed TokhCitigroup Global Markets Inc.Citigroup Global Markets Inc.04-29-2015
Aaron Dennis DirlamSpringTide PartnersFOSTER BRIDGE PARTNERS, LLC06-01-2017
Aaron Henry ClasenCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Aaron M. RochholzU.S. Bancorp Investments, Inc.PNC Investments10-18-2018
Aaron Paul GuarigliaMorgan StanleyJ.P. Morgan Securities LLC03-06-2015
Aaron R. AndersonPNC InvestmentsJ.P. Morgan Securities LLC09-14-2016
Aaron R. KowalskiFifth Third Securities, Inc.J.P. Morgan Securities LLC03-10-2015
Aaron VasilNorth South Capital, LLCLPL Financial LLC04-17-2009
Aaron W. GainesWorld Equity Group, Inc.Edward Jones07-19-2019
Abishek BabuCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2018
Abraham Joseph LeonLPL Financial LLCWoodbury Financial Services, Inc.06-24-2011
Ada GarciaThrivent Investment Management Inc.Allstate Financial Services, LLC07-19-2019
Ada GarciaAllstate Financial Services, LLCNYLIFE Securities LLC01-31-2013
Adam B FaustDeep Blue Financial LLCMesirow Financial, Inc.02-20-2014
Adam Beckett KlopfensteinFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Adam Beckett KlopfensteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.03-10-2016
Adam Bruce LinkINVEST Financial CorporationPruco Securities, LLC.11-07-2017
Adam Bryant HawksRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated08-19-2011
Adam C. LudwigCambridge Investment Research, Inc.Investment Planners, Inc.08-16-2016
Adam Charles PaulsonLPL Financial LLCStrategic Advisers LLC09-21-2017
Adam D. ParksFirst Command Financial Planning, Inc.Wells Fargo Clearing Services, LLC01-26-2012
Adam David PaoliHornor, Townsend & Kent, LLCSignator Investors, Inc.07-01-2009
Adam E. ReyesJ.P. Morgan Securities LLCEdward Jones07-07-2016
Adam Edwin PrzybyloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2014
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Showing 1 to 25 of 7,410 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.