Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Henry ClasenCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Aaron J HaackJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Aaron J. RigdonCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Aaron M. RochholzU.S. Bancorp Investments, Inc.PNC Investments10-18-2018
Aaron Paul GuarigliaMorgan StanleyJ.P. Morgan Securities LLC03-06-2015
Aaron VasilNorth South Capital, LLCLPL Financial LLC04-17-2009
Aaron W. GainesWorld Equity Group, Inc.Edward Jones07-19-2019
Abdul M. BadruddinMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Adam B FaustDeep Blue Financial LLCMesirow Financial, Inc.02-20-2014
Adam C. LudwigCambridge Investment Research, Inc.Investment Planners, Inc.08-16-2016
Adam Charles PaulsonLPL Financial LLCFidelity Brokerage Services LLC$15009-21-2017
Adam David PaoliHornor, Townsend & Kent, LLCSignator Investors, Inc.07-01-2009
Adam Edwin PrzybyloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2014
Adam Elfmon FleishmanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Adam F. BryantJ.P. Morgan Securities LLCEdward Jones09-06-2016
Adam F. SkotnickiJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Adam GhantousMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-13-2016
Adam Gregory ProvanceLPL Financial LLCCetera Advisor Networks LLC12-09-2013
Adam Jacob BeierleSecurities Service Network, LLCCharles Schwab & Co., Inc.04-29-2014
Adam Jacob BermanJ.P. Morgan Securities LLCScottrade, Inc.05-04-2018
Adam James OlsonPackerland Brokerage Services, Inc.Voya Financial Advisors, Inc.08-01-2016
Adam James SmolichClement Street Capital LLCWhitnell & Co01-20-2012
Adam Jeffrey FuellemanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15001-28-2019
Adam Joseph TatroeBMO Harris Financial Advisors, Inc.Edward Jones$1002-14-2011
Adam Lawrence CohenNational Securities CorporationNew England Securities05-28-2013
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Showing 1 to 25 of 4,439 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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