Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alison J. CookMercer Allied Company, L.P.Goldman Sachs & Co.08-01-2019
Jonathan Erik JamesFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.07-30-2019
Robert Michael Lester Jr.World Equity Group, Inc.Taylor Capital Management Inc.07-29-2019
David Stanley RyanFRA Wealth Management LLCCompass Retirement Group LLC07-25-2019
Sameer Abrar SaitMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-24-2019
Kimberly Lynn MaxeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-23-2019
Timothy P JohnsonHarbour Investments, Inc.Ausdal Financial Partners, Inc.07-22-2019
Daniel A BriscoeU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.07-22-2019
Joseph Francis DomekEdward JonesCambridge Investment Research, Inc.07-19-2019
Aaron W. GainesWorld Equity Group, Inc.Edward Jones07-19-2019
Daniel Lee ReeceRaymond James & Associates, Inc.BMO Harris Financial Advisors, Inc.$1007-18-2019
Brian David BehlBehl Wealth ManagementBronfman E.L. Rothschild Capital, LLC07-17-2019
Nicholas Adam DevoreU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-16-2019
Michael Thomas GentileNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.07-15-2019
Philip Michael RandazzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-15-2019
Alex W. HelmsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2019
Jordan A. GitlinAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-09-2019
Howard KavinskyNational Securities CorporationDavid A. Noyes & Company07-05-2019
Daniel Philip OstlundWorld Equity Group, Inc.Taylor Capital Management Inc.07-03-2019
Michael Allen BabcockCambridge Investment Research, Inc.B.B. Graham & Company, Inc.07-01-2019
Patrick J Jarzembowski Jr.LPL Financial LLCJ.P. Morgan Securities LLC$15006-28-2019
Edward Wall OchoaAmeriprise Financial Services, Inc.LPL Financial LLC$2506-28-2019
Jill Elizabeth GoszCWM, LLCJ.P. Morgan Securities LLC06-28-2019
Shane Adam ToddEdward JonesMidwestern Securities Trading Company, LLC06-28-2019
John K. BurtonPNC InvestmentsU.S. Bancorp Investments, Inc.$15006-27-2019
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Showing 1 to 25 of 4,377 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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