Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Eugene TurnerLPL Financial LLCSigma Financial Corporation$5007-31-2018
Christopher Brian SnedekerWoodbury Financial Services, Inc.Investment Planners, Inc.07-30-2018
James Michael BarnesLPL Financial LLCFirst Allied Securities, Inc.$1007-30-2018
Darryl Randall FergusonLPL Financial LLCCetera Advisor Networks LLC07-27-2018
Larry Gene ZucksworthCetera Financial Specialists LLCMML Investors Services, LLC07-27-2018
Philip John ZaczekVALIC Financial Advisors, Inc.Morgan Stanley$107-23-2018
Marilyn BlackStifel Nicolaus & Co.Wells Fargo Advisors$5807-16-2018
Marilyn June BlackStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-16-2018
Ross M. KrauseMML Investors Services, LLCEdward Jones$15007-12-2018
Stewart Irwin SchramCambridge Investment Research, Inc.Kingsbury Capital Investment Advisors LLC07-12-2018
Geralyn Altavas JoverSigma Financial CorporationHD Vest Investment Services07-10-2018
Sarkis LandhorianCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-06-2018
Denis Jeffrey ConlonSecurities Service Network, LLCOpus Wealth Management Group07-05-2018
Inakshi Sunil SukhaniU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-03-2018
Lynn Mary MccartyCambridge Investment Research, Inc.Nationwide Securities, LLC07-02-2018
Rebecca Morgan BusalacchiJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC07-02-2018
Margaret Mary CameronAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-29-2018
Meghavi Damani RoseanJ.P. Morgan Securities LLCCitizens Securities, Inc.06-28-2018
Bernard SeidlJ.W. Cole Financial, Inc.AssetMark Brokerage, LLC06-27-2018
Michael James PassThe Huntington Investment CompanyBMO Harris Financial Advisors, Inc.$15006-27-2018
Corey Robert WishniaNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.06-25-2018
Ryan Timothy DavlinMutual Securities, Inc.LPL Financial LLC$4206-25-2018
Scott Michael NorrisMutual Securities, Inc.LPL Financial LLC$5006-25-2018
Anthony James PappasEdward JonesScottrade, Inc.06-22-2018
Charles Victor ShinnemanShinneman Wealth GroupMcAdam LLC06-22-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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