Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Eugene TurnerLPL Financial LLCSigma Financial Corporation$5007-31-2018
Christopher Brian SnedekerWoodbury Financial Services, Inc.Investment Planners, Inc.07-30-2018
James Michael BarnesLPL Financial LLCFirst Allied Securities, Inc.$1007-30-2018
Darryl Randall FergusonLPL Financial LLCCetera Advisor Networks LLC07-27-2018
Larry Gene ZucksworthCetera Financial Specialists LLCMML Investors Services, LLC07-27-2018
Philip John ZaczekVALIC Financial Advisors, Inc.Morgan Stanley$107-23-2018
Marilyn BlackStifel Nicolaus & Co.Wells Fargo Advisors$5807-16-2018
Marilyn June BlackStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-16-2018
Ross M. KrauseMML Investors Services, LLCEdward Jones$15007-12-2018
Stewart Irwin SchramCambridge Investment Research, Inc.Kingsbury Capital Investment Advisors LLC07-12-2018
Geralyn Altavas JoverSigma Financial CorporationHD Vest Investment Services07-10-2018
Sarkis LandhorianCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-06-2018
Denis Jeffrey ConlonSecurities Service Network, LLCOpus Wealth Management Group07-05-2018
Inakshi Sunil SukhaniU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-03-2018
Lynn Mary MccartyCambridge Investment Research, Inc.Nationwide Securities, LLC07-02-2018
Rebecca Morgan BusalacchiJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC07-02-2018
Margaret Mary CameronAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-29-2018
Meghavi Damani RoseanJ.P. Morgan Securities LLCCitizens Securities, Inc.06-28-2018
Bernard SeidlJ.W. Cole Financial, Inc.AssetMark Brokerage, LLC06-27-2018
Michael James PassThe Huntington Investment CompanyBMO Harris Financial Advisors, Inc.$15006-27-2018
Corey Robert WishniaNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.06-25-2018
Ryan Timothy DavlinMutual Securities, Inc.LPL Financial LLC$4206-25-2018
Scott Michael NorrisMutual Securities, Inc.LPL Financial LLC$5006-25-2018
Anthony James PappasEdward JonesScottrade, Inc.06-22-2018
Charles Victor ShinnemanShinneman Wealth GroupMcAdam LLC06-22-2018
« Previous PageNext Page »

Showing 226 to 250 of 5,265 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.