Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy Douglas ClemenCambridge Investment Research Advisors, Inc.SagePoint Financial, Inc.11-12-2019
Joseph Michael Mchugh Sr.LPL Financial LLCFSC Securities Corporation11-11-2019
Jeffrey J. DaisyOneAmerica Securities, Inc.Geiger Wealth Management11-11-2019
Mitchell F. KlinskyFifth Third Securities, Inc.CUNA Brokerage Services, Inc.11-08-2019
Benjamin R. PfiffnerAmerican Trust Investment Services, Inc.Forest Securities, Inc.11-08-2019
Brian Nicholas DegradoRaymond James & Associates, Inc.J.P. Morgan Securities LLC11-08-2019
Elizabeth Ann ReinkeStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-08-2019
Gary Lynn PhelpsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5011-08-2019
Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-08-2019
Andrew James PowersLPL Financial LLCFSC Securities Corporation11-07-2019
Keith Richard JonesLPL Financial LLCFSC Securities Corporation11-07-2019
Richard Lee Chambers Jr.U.S. Bancorp Investments, Inc.CUNA Brokerage Services, Inc.11-06-2019
Lisette RomanFidelity Brokerage Services LLCEdward Jones11-06-2019
Daniel Michael WaddickLPL Financial LLCB. Riley Wealth Management$2511-06-2019
Richard Anthony Behan Sr.LPL Financial LLCFSC Securities Corporation11-06-2019
Robert James TraversUSA Financial Securities CorporationLion Street Financial, LLC11-06-2019
Galo Andres ReveloJ.P. Morgan Securities LLCPruco Securities, LLC.11-05-2019
Barry Alan KrumwiedeLPL Financial LLCJ.P. Morgan Securities LLC11-05-2019
Christopher Daniel FerraroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-05-2019
David J. CohnCambridge Investment Research, Inc.Infinex Investments, Inc.$15011-04-2019
Joseph Curtis HucklebyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-04-2019
Patrick Thomas PhalenInfinex Investments, Inc.Hilltop Securities Independent Network Inc.$5011-01-2019
Christopher Matthew ParksInfinex Investments, Inc.Hilltop Securities Independent Network Inc.$2511-01-2019
Joseph Michael RomasPNC InvestmentsAmeriprise Financial Services, LLC$15011-01-2019
Kurt Allen BerryVanderbilt Securities, LLCRegulus Advisors, LLC11-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.