Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corey Robert WishniaNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.06-25-2018
Ryan Timothy DavlinMutual Securities, Inc.LPL Financial LLC$4206-25-2018
Scott Michael NorrisMutual Securities, Inc.LPL Financial LLC$5006-25-2018
Anthony James PappasEdward JonesScottrade, Inc.06-22-2018
Charles Victor ShinnemanShinneman Wealth GroupMcAdam LLC06-22-2018
Kevin Dwyer JohnsonBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC06-21-2018
Terence Neal MortonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC06-19-2018
Jessica Lee BatesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-18-2018
Robert Campbell Olesen Jr.Raymond James Financial Services, Inc.James T. Borello & Co.06-15-2018
Eric Vernon ShoreLPL Financial LLCCetera Advisor Networks LLC$15006-13-2018
John James Cummings Jr.Horace Mann Investors, Inc.MML Investors Services, LLC06-07-2018
Tyler Andrew BollaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-06-2018
Frances Waynette MckaySecurities America, Inc.Edward Jones06-04-2018
Jonathan McPharlin, Daniel Halperin, and Charles A. Cooper Jr.JPMorgan Chase & Co.Bank of America Merrill Lynch$44306-01-2018
Jeffery Noel SpanglerLPL Financial LLCPNC Investments06-01-2018
Jerry Dale LawheadEdward JonesFifth Third Securities, Inc.$15006-01-2018
Gregory FolmarLPL Financial LLCEdward Jones05-31-2018
David George DarcangeloFarmers Financial Solutions, LLCAllstate Financial Services, LLC$5005-30-2018
Jennifer Arquilla, David Arquilla Wells Fargo AdvisorsUBS Financial Services$33605-30-2018
Ron Lambke, Louis Montana Wells Fargo AdvisorsUBS Financial Services$18005-30-2018
David Daniel ArquillaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-25-2018
James Michael GoehlBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00005-25-2018
Jennifer J ArquillaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15005-25-2018
Louis Anthony MontanaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$3705-25-2018
Ronald Joseph LambkeWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-25-2018
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Showing 251 to 275 of 5,270 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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