Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Stanley ThompsonAmeritas Investment Corp.MML Investors Services, LLC05-21-2018
Brian Joseph McpartlinLPL Financial LLCWells Fargo Clearing Services, LLC$1,00005-18-2018
Elizabeth Rose SimsPruco Securities, LLC.NYLIFE Securities LLC05-16-2018
Greg JohnsWells Fargo Clearing Services, LLCMoney Concepts Capital Corp05-15-2018
Robert Mather HarbourInfinity Financial ServicesLPL Financial LLC$2505-15-2018
Timothy Beau DollarLPL Financial LLCArvest Wealth Management05-15-2018
Elaine DouglasLPL Financial LLCBerthel, Fisher & Company Financial Services, Inc.05-11-2018
William Patrick HackettWave & Breakout L.L.C.Waddell & Reed05-10-2018
Ryan Patrick BehrendsNo Bull Financial ConsultingBrookstone Capital Management LLC05-09-2018
Scott William StasnyHorace Mann Investors, Inc.Scottrade, Inc.05-09-2018
David PukaMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.05-08-2018
Kristian Phillip MalcontentoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$105-08-2018
Marilyn Carol FriedmanLPL Financial LLCMML Investors Services, LLC$1005-08-2018
Stephen Ernest KutschatSecurities America, Inc.LPL Financial LLC$2505-08-2018
Amiel VolinskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC05-04-2018
Kathy Ann MerrittCambridge Investment Research, Inc.LPL Financial LLC$105-04-2018
Matthew Thompson SchroederEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
James K LancasterCambridge Investment Research, Inc.Alera Investment Advisors, LLC05-02-2018
Stefanie Ann ScarpU.S. Bancorp Investments, Inc.PNC Investments05-01-2018
Angelina Marie CumminsMorgan StanleyJ.P. Morgan Securities LLC04-30-2018
Afshin ShahinpouriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-27-2018
Bruce Arnold SturgeonAmeriprise Financial Services, Inc.Wintrust Investments LLC$5004-27-2018
Hollis Lynn HermanAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-27-2018
Wesley James WhamondMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.04-26-2018
Brandon Michael GrecoPruco Securities, LLC.Thrivent Investment Management Inc.04-25-2018
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Showing 276 to 300 of 5,265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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