Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Sylvere RichardSnowden Account Services LLCJ.P. Morgan Securities LLC$5011-01-2019
Thomas Joseph BoydSnowden Account Services LLCJ.P. Morgan Securities LLC$5011-01-2019
Michael Joseph MillerWells Fargo Clearing Services, LLCMorgan Stanley$10011-01-2019
Steven Raymond ShattoWells Fargo Clearing Services, LLCMorgan Stanley$5011-01-2019
Jennifer Marie BerginWells Fargo Clearing Services, LLCMorgan Stanley11-01-2019
Robert Steven BrownInvestment Planners, Inc.Calton & Associates, Inc.10-31-2019
Zachary Joseph HarvethStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-31-2019
Andres ChavezE*TRADE Securities LLCJ.P. Morgan Securities LLC10-30-2019
Sarah DeskovichLPL Financial LLCWintrust Investments LLC10-30-2019
Nancy Elizabeth CatherwoodGoldman Sachs & Co.National Securities Corporation10-29-2019
Komalpreet KaurUBS Financial Services Inc.Fidelity Brokerage Services LLC10-29-2019
John Joseph MannixPNC InvestmentsMorgan Stanley10-25-2019
Peter Hexter RiskindCambridge Investment Research, Inc.HighTower Advisors, LLC10-25-2019
Keith Anthony ColgroveMML Investors Services, LLCPruco Securities, LLC.10-25-2019
Kenneth J. MitchellVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC10-25-2019
Michael Samuel GodlinWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-25-2019
Darrel A SwientonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$110-24-2019
Bret J. PetersenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$6610-24-2019
Stephen Thomas KlawitterFifth Third Securities, Inc.Interactive Brokers LLC10-23-2019
Anne Marie ThurstonRBC Capital Markets, LLCNuveen Securities, LLC10-23-2019
William Michael EvansMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-23-2019
Robert Howard Dawson Jr.MML Investors Services, LLCMorgan Stanley10-22-2019
Erick P AdameJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-21-2019
David William BushnellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Kenneth Scott SmallLPL Financial LLCSecurities America, Inc.$26710-21-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.