Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Ignatius Mayer IVInvest Capital LLCStifel, Nicolaus & Company, Incorporated04-25-2018
Eduardo Javier ValdesPNC InvestmentsMorgan Stanley04-24-2018
James Robert Ray Jr.IHT Wealth Management LLCBMO Harris Financial Advisors, Inc.04-24-2018
Jonathon David MerickelLPL Financial LLCFidelity Brokerage Services LLC04-24-2018
Scott Richard HoffmanPruco Securities, LLC.Thrivent Investment Management Inc.$10004-24-2018
David Michael BrendzaRaymond James & Associates, Inc.Morgan Stanley$104-23-2018
Richard Matthew BrendzaRaymond James & Associates, Inc.Morgan Stanley$10004-23-2018
Tate Thomas JonesRaymond James Financial Services, Inc.Wintrust Investments LLC$5004-20-2018
Thomas Jason CowellEdward JonesLPL Financial LLC$1004-20-2018
Travis Michael MainsLPL Financial LLCFSC Securities Corporation$104-18-2018
Han GuCetera Financial Specialists LLCNorthwestern Mutual Investment Services, LLC04-17-2018
John Joseph Postel IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC04-16-2018
Vincent Harambasic IIIJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-13-2018
Aamir Moiz ChalisaSecurities America, Inc.ProEquities, Inc.04-12-2018
Samuel Gordon FreedbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-12-2018
Lance Martin BolonikDominion Investor Services, Inc.World Equity Group, Inc.04-10-2018
David Nyles NelsonThe O.N. Equity Sales CompanyKestra Investment Services, LLC04-09-2018
Devan Lee FoxJ.W. Cole Financial, Inc.CUNA Brokerage Services, Inc.04-05-2018
Kevin Paul AristideAristide Partners LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2018
Annie Qinglan ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedIASG Alternatives, LLC04-02-2018
Nathan C ScholesFifth Third Securities, Inc.Cetera Advisor Networks LLC03-30-2018
Ric KelloggLPL FinancialBank of America Merrill Lynch$12303-29-2018
Jason Moore SeldomridgeCambridge Investment Research, Inc.LPL Financial LLC03-28-2018
Jennifer E LeongWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Mary ManiscalliWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
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Showing 301 to 325 of 5,265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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