Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David MirandaLPL Financial LLCCommonwealth Financial Network$2510-21-2019
Natalie A. JumpLPL Financial LLCSecurities America, Inc.10-21-2019
James L. AlexanderEdge Portfolio Management, LLCTD Ameritrade, Inc.10-21-2019
Thomas A. TrostLPL Financial LLCCUNA Brokerage Services, Inc.10-18-2019
Thomas Gary PetersonSigma Financial CorporationAmeriprise Financial Services, LLC$1910-18-2019
James Keith ZurekAmerican Trust Investment Services, Inc.Forest Securities, Inc.10-17-2019
Maria Domenica DelreLPL Financial LLCRoyal Alliance Associates, Inc.10-17-2019
Neel Ghanshyam PatelEdward JonesEdward Jones$15010-17-2019
Manuel OrtizU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-16-2019
Antonio Raul HalekOneAmerica Securities, Inc.NYLIFE Securities LLC10-16-2019
Stewart Earl SchraderRaymond James Financial Services, Inc.Fifth Third Securities, Inc.$15010-15-2019
Kevin Kenneth CarterMutual Securities, Inc.Voya Financial Advisors, Inc.$3110-15-2019
Joseph Anthony OrlandoRoyal Alliance Associates, Inc.Cambridge Investment Research Advisors, Inc.$10010-15-2019
Paul Samuel GianottiMutual Advisors, LLCLPL Financial LLC10-15-2019
Devon M. Wendler AlvordPruco Securities, LLC.State Farm VP Management Corp.10-15-2019
Sydney H. LaneVALIC Financial Advisors, Inc.Pruco Securities, LLC.10-15-2019
Allison E SchullerJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-14-2019
Joseph Lawrence Whelan Jr.OneAmerica Securities, Inc.Cetera Financial Specialists LLC10-14-2019
Stephanie Leigh HaganCarter Financial Group, Inc.Voya Financial Advisors, Inc.$2510-14-2019
Jennifer Ann KarchCarter Financial Group, Inc.Voya Financial Advisors, Inc.10-14-2019
John Andrew GottwaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation10-14-2019
Leanne Nicole ZappiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2019
Christian Aguilar CoronadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-12-2019
Benjamin Joseph KrichEdward JonesStifel, Nicolaus & Company, Incorporated10-11-2019
Cameron Wardell DickersonA&O AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.