Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan C ScholesFifth Third Securities, Inc.Cetera Advisor Networks LLC03-30-2018
Ric KelloggLPL FinancialBank of America Merrill Lynch$12303-29-2018
Jason Moore SeldomridgeCambridge Investment Research, Inc.LPL Financial LLC03-28-2018
Jennifer E LeongWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Mary ManiscalliWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Roy Alan MasonEdward JonesThrivent Investment Management Inc.$5003-23-2018
Donald Gene HeatherlyFifth Third Securities, Inc.Northern Trust Securities, Inc.03-22-2018
Gerald Wayne Childs Sr.Pruco Securities, LLC.Allstate Financial Services, LLC03-22-2018
Brian James KearnsTwombly Asset Management LLCEmberhouse, LLC03-21-2018
Lisa HansonBrookstone Capital Management LLCAllstate Financial Services, LLC03-21-2018
Michael David HeatwoleThe Dala Group, LLCWaddell & Reed03-21-2018
Daniel Joseph RookerPrivate Vista, LLCClune & Associates03-20-2018
Patrick Manuel ScholzCorhaven Technologies LLCBCD Advisors03-20-2018
Dario KerkezPrivate Advisor Group, LLCMML Investors Services, LLC03-19-2018
Benjamin FreemanPNC InvestmentsAXA Advisors, LLC03-16-2018
John David SiasLPL Financial LLCEdward Jones$5003-16-2018
Quinn Patrick McinerneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-15-2018
William Dean RussellLPL Financial LLCRaymond James Financial Services, Inc.$10003-14-2018
Scott Stephen LaxgangPrincipal Securities, Inc.Global Retirement Partners LLC03-12-2018
Kevin Thomas KeeleyWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$26403-09-2018
Michael Edward KalasWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$15003-09-2018
Dennis Arthur Kraus Jr.Farmers Financial Solutions, LLCThrivent Investment Management Inc.03-07-2018
Mark Joseph WyrobekFifth Third Securities, Inc.B. C. Ziegler and Company03-07-2018
Shane QuinlanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-07-2018
Robert L Adams IIIBMO Harris Financial Advisors, Inc.The Huntington Investment Company03-06-2018
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Showing 326 to 350 of 5,270 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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