Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Franco S La MarcaSanford C. Bernstein & Co., LLCCharles Schwab & Co., Inc.$1003-01-2018
Joshua David ValliereJVINVEST, LLCPekin Hardy Strauss, Inc.02-28-2018
Michael J MargolisTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2018
Richard L. BingamanRobert W. Baird & Co.Edward Jones$16802-27-2018
Kerry Irene BleuherPruco Securities, LLC.Cetera Investment Advisers LLC02-26-2018
Kevin Philip MurphyPNC InvestmentsJ.P. Morgan Securities LLC02-23-2018
Michael Terrell MayersBrookstone Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2018
Richard Lee BingamanRobert W. Baird & Co. IncorporatedEdward Jones$5002-22-2018
Alexandra Conroy BaigCompanions On Your JourneyCreative Planning, Inc.02-20-2018
Jeffrey David GelmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-20-2018
Michael Martin FlahertyDavid Vaughan Investments, LLCValMark Securities, Inc.02-20-2018
Grove N. Mower, Philip W. Hummer, David D. Cox, Rebecca J. Parr, Ryan J. RossHightower AdvisorsWayne Hummer Investments $45002-20-2018
Ryan Jeffrey RossHighTower Securities, LLCWintrust Investments LLC$15002-16-2018
Justin Matthew PiselliniLPL Financial LLCEdward Jones$102-15-2018
Theodore James ErhartLaSalle St. Securities, LLCLPL Financial LLC$102-15-2018
Kole Jeffery StrothmannAllstate Financial Services, LLCCountry Capital Management Company02-13-2018
Jonathan Charles EklundOppenheimer & Co. Inc.RBC Capital Markets, LLC$102-12-2018
Jeremy T DowninEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$102-09-2018
Frank V Van SayersWells Fargo Clearing Services, LLCCetera Financial Specialists LLC02-06-2018
Bradley Peter GroganPNC InvestmentsBMO Harris Financial Advisors, Inc.02-05-2018
Donald Lee RoseenUnited Advisors Services, LLCRothschild Investment Corporation02-05-2018
Mitchel Maldonado LopezThrivent Investment Management Inc.J.P. Morgan Securities LLC02-05-2018
Nancy Joy KomarowskiLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-02-2018
Kent Robert McginnisSigma Financial CorporationMML Investors Services, LLC$2501-31-2018
Igor BoykoPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2018
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Showing 351 to 375 of 5,265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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