Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Paul PetersLaSalle St. Securities, LLCThe O.N. Equity Sales Company05-29-2019
Patrick J. LauderdaleUhlmann Price Securities, LLCWilliam Blair$1,00005-24-2019
Mccabe Culley StrothmannJ.W. Cole Financial, Inc.LPL Financial LLC05-21-2019
Allison Coleman SchenkMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2505-20-2019
Thomas Williams RinekLPL Financial LLCLoria Financial Group, LLC05-10-2019
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
Travis D. McDonaldOneAmerica Securities, Inc.W&S Brokerage Services, Inc.05-06-2019
Timothy DenPruco Securities, LLC.Bankers Life Securities, Inc.05-06-2019
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Victor Joseph HensonBerthel, Fisher & Company Financial Services, Inc.Ameriprise Financial Services, Inc.$10004-17-2019
Brian J. MaliziaJ.W. Cole Financial, Inc.Global Financial Private Capital, LLC04-16-2019
Christopher Philip EngelhardtVoya Financial Advisors, Inc.Transamerica Investors Securities Corporation04-16-2019
Michael Lendell FolandWestern International Securities, Inc.U.S. Bancorp Investments, Inc.04-12-2019
Douglas James WalkJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-02-2019
Ronald Michael Rotondo Jr.PNC InvestmentsAmeritas Investment Corp.03-22-2019
Ryan Robert O'ConnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-21-2019
Jonathon David MerickelPruco Securities, LLC.Vivaldi Capital Management, LLC03-18-2019
Alex Nathaniel KutheTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2019
Paul T StandringMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2019
Mark Thomas MeredithMeredith Wealth PlanningRaymond James Financial Services, Inc.03-06-2019
Sarkis LandhorianJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$103-06-2019
Megan Dean RichterU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$103-04-2019
Robert Schrieber, Terry Foster, John Wedell, Scott KomaromyRobert W. Baird & Co.Wells Fargo Advisors$38103-01-2019
John C WedellRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$103-01-2019
Peter Frederic StegerChalice Capital Partners, LLCCambridge Investment Research, Inc.$103-01-2019
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Showing 26 to 50 of 5,265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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