Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph BlythLPL Financial LLCSecurities America, Inc.$5003-27-2020
Robert Francis BlythLPL Financial LLCSecurities America, Inc.$5003-27-2020
James Andrew BarnashNS Capital, LLCSecurities Service Network, LLC03-27-2020
Cristopher J. ValladaresPNC InvestmentsEdward Jones03-26-2020
Matthew Garrett LogueMariner Wealth AdvisorsBalasa Dinverno Foltz LLC03-26-2020
Klaudia CwanekU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.03-25-2020
Stephen Patrick HessBrookstone Capital Management LLCAmeriprise Financial Services, LLC03-25-2020
Christopher Andrew HorvathTaiber, Kosmala & Associates, LLCStrategic Planning Group, Inc.03-25-2020
Angelica V. VukobratovichCetera Investment Services LLCFifth Third Securities, Inc.$1003-24-2020
Gene Joseph WittFourStar Wealth Advisors, LLCCetera Financial Specialists LLC03-24-2020
Dione T. Pulsoni HraschU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC03-23-2020
Gregory Wade GobbleInfinex Investments, Inc.LPL Financial LLC$15003-23-2020
Steven Robert CherryLPL Financial LLCMorgan Stanley03-23-2020
Adam WarkenthienMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-23-2020
Paula L. SheffieldCetera Investment Services LLCFifth Third Securities, Inc.03-20-2020
Scott H KestenPNC InvestmentsJ.P. Morgan Securities LLC03-20-2020
Andre LeverettMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-20-2020
Jenny Phan LuuTransamerica Financial Advisors, IncPruco Securities, LLC.03-19-2020
Mirjana KljajicWoodbury Financial Services, Inc.BMO Harris Financial Advisors, Inc.03-18-2020
Brett Thomas GuendelMariner Wealth AdvisorsSecurities America, Inc.03-18-2020
John Graham EnrightWells Fargo Clearing Services, LLCEdward Jones03-18-2020
Walter A. DeehringWoodbury Financial Services, Inc.Lion Street Financial, LLC03-17-2020
Richard James HeubergerArete Wealth Management, LLCSecurities America, Inc.03-17-2020
Marie Schulz MarksSikich FinancialPark Avenue Securities LLC03-17-2020
Dick Paul SchulzBrookstone Capital Management LLCCabot Lodge Securities LLC03-17-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.